Christopher Rogers has been an investment adviser representative at Ridgegate Advisors since September 2025, and is not listed among the firm’s executive officers or direct owners.
Ridgegate Advisors, LLC is an Englewood, CO firm with $119M under management, 206 clients and 7 advisers in one office, as of its March 2026 filing.
Christopher Rogers’ longest registration was 5 years at Ae Wealth Management, LLC (2020–2025). Before joining Ridgegate Advisors in 2025, Christopher Rogers was registered through Ae Wealth Management, LLC and Ridgegate Financial, LLC.
- Ridgegate Advisors, LLCCurrent– present · 1 yearEnglewood, CO · Adviser representative · Firm CRD 334233
- Ae Wealth Management, LLC– · 5 yearsEnglewood, CO · Adviser representative · Firm CRD 282580
- Ridgegate Financial, LLC– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 148526
Investment adviser representative registrations
Christopher Rogers is registered as an investment adviser representative in 3 states, as a resident of Texas. Each was approved in September 2025.
- CaliforniaSince 12 September 2025
- ColoradoSince 12 September 2025
- TexasResidentSince 15 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 31 May 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 October 2009 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Glenn Rogers
- CRD
- 4453653
- Firm
- Ridgegate Advisors · CRD 334233
- Office
- 8310 S VALLEY HIGHWAY, SUITE 480, Englewood, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Rogers work?
Christopher Rogers is an investment adviser representative registered through Ridgegate Advisors, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Rogers a financial advisor?
Yes. Christopher Rogers has a current investment-adviser registration in California, Colorado and Texas, through Ridgegate Advisors since September 2025.
How many years of experience does Christopher Rogers have?
Christopher Rogers has 16 years in the financial industry, since December 2009, across 3 adviser firms.
What exams has Christopher Rogers passed?
Christopher Rogers has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in October 2009. FINRA credited Christopher Rogers with the SIE, which began in October 2018.
Where did Christopher Rogers work before Ridgegate Advisors?
Before Ridgegate Advisors, Christopher Rogers was registered through Ridgegate Financial, LLC, December 2018 to August 2020.
Where is Christopher Rogers based?
Christopher Rogers’ registered office is in Englewood, CO.
Is Christopher Rogers registered with FINRA?
Yes. Christopher Rogers has a current broker registration, under CRD 4453653.
Source: FINRA BrokerCheck
How can I verify Christopher Rogers’ record?
Search CRD 4453653 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Rogers’ full registration record.
