Christopher Rich has been an investment adviser representative at Tribeca Financial since January 2012, and is not listed among the firm’s executive officers or direct owners.
Tribeca Financial, LLC is a Mesa, AZ firm with $248M under management, 248 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Christopher Rich’s longest registration is the current one, 14 years at Tribeca Financial since 2012. Before joining Tribeca Financial in 2012, Christopher Rich was registered through Tribeca Advisors, LLC and Eagle Strategies Corp.
- Tribeca Financial, LLCCurrent– present · 14 yearsPheonix, AZ · Adviser representative · Firm CRD 113245
- Tribeca Advisors, LLC– · 2 yearsMesa, AZ · Adviser representative · Firm CRD 148283
- Eagle Strategies Corp– · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 110826
Investment adviser representative registrations
Christopher Rich is registered as an investment adviser representative in Arizona, since January 2012.
- ArizonaSince 25 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 August 1993 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Murphy Rich
- CRD
- 2257263
- Firm
- Tribeca Financial · CRD 113245
- Office
- 3254 E CACTUS ROAD, Pheonix, AZ 85032
- Registration
- Investment adviser registration
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Rich work?
Christopher Rich is an investment adviser representative registered through Tribeca Financial, LLC since January 2012, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Rich a financial advisor?
Yes. Christopher Rich has a current investment-adviser registration in Arizona, through Tribeca Financial since January 2012.
How many years of experience does Christopher Rich have?
Christopher Rich has 21 years in the financial industry, since April 2005, across 3 adviser firms.
What exams has Christopher Rich passed?
Christopher Rich has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in August 1993.
Where did Christopher Rich work before Tribeca Financial?
Before Tribeca Financial, Christopher Rich was registered through Tribeca Advisors, LLC, April 2009 to December 2011; Eagle Strategies Corp, January 2001 to October 2004.
Where is Christopher Rich based?
Christopher Rich’s registered office is in Pheonix, AZ.
Is Christopher Rich registered with FINRA?
No. Christopher Rich has no current broker registration.
How can I verify Christopher Rich’s record?
Search CRD 2257263 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Rich’s full registration record.