Christopher Mutascio has been Vice President of EquityCompass Investment Management since October 2018, is a control person of the firm and directly owns under 5% of it. Christopher Mutascio holds an M.B.A. from Loyola University Maryland. Christopher Mutascio studied at Gettysburg College.
Equitycompass Investment Management, LLC is a Baltimore, MD firm with $221M under management, 163 clients and 10 advisers across 6 offices, as of its March 2026 filing.
Christopher M. Mutascio is Senior Managing Director of EquityCompass. He manages the High-Dividend Portfolio and Equity Risk Management Strategy. He joined EquityCompass in May 2018 from Stifel, Nicolaus & Company, Incorporated, where his most recent role was Associate Director of Stifel's U.S. Equity Research department. Earlier he was a senior bank analyst with KBW, a director of large cap traditional bank research for Credit Suisse, and for seven years a managing director at Legg Mason.
No adviser firm registrations are on Christopher Mutascio’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 November 2016 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 1 April 2005 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 4 March 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2004 |
| Series 7 | General Securities Representative Examination | 29 March 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Mark Mutascio
- CRD
- 2917954
- Firm
- EquityCompass Investment Management · CRD 145420
- Role
- Vice President
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- equitycompass.com
Where does Christopher Mutascio work?
Christopher Mutascio has been Vice President of Equitycompass Investment Management, LLC since October 2018, and is a control person of the firm.
Does Christopher Mutascio have a current investment-adviser registration?
Christopher Mutascio has a current broker registration and no current investment-adviser registration.
What exams has Christopher Mutascio passed?
Christopher Mutascio has passed 5 licensing exams: the Series 7, Series 63, Series 86, Series 87 and Series 24. The earliest, the Series 7, was passed in March 1999. FINRA credited Christopher Mutascio with the SIE, which began in October 2018.
Is Christopher Mutascio registered with FINRA?
Yes. Christopher Mutascio has a current broker registration, under CRD 2917954.
Source: FINRA BrokerCheck
How can I verify Christopher Mutascio’s record?
Search CRD 2917954 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Mutascio’s full registration record.
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