Bobby Thomas has been Vice President of EquityCompass Investment Management since September 2015, is a control person of the firm and directly owns under 5% of it. Bobby Thomas holds an M.B.A. from the University of Chicago Booth School of Business. Bobby Thomas studied B.Tech. at the University of Calicut.
Equitycompass Investment Management, LLC is a Baltimore, MD firm with $221M under management, 163 clients and 10 advisers across 6 offices, as of its March 2026 filing.
Bobby Thomas is Director of Strategy & Operations of EquityCompass. He joined EquityCompass in January 2009 and is primarily focused on building relationships to improve the distribution network for the group's quantitative investment strategies and products. He is also responsible for developing the solutions and customized products that EquityCompass provides to its clients. Before joining, he was an Associate in the investment banking practice at Stifel Financial.
- – present · 16 yearsBaltimore, MD · Adviser representative · Firm CRD 145420
Investment adviser representative registrations
Bobby Thomas is registered as an investment adviser representative in Maryland, since September 2010.
- MarylandSince 8 September 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 July 2007 |
| Series 7 | General Securities Representative Examination | 27 June 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5163293
- Firm
- EquityCompass Investment Management · CRD 145420
- Role
- Vice President
- Office
- ONE SOUTH STREET 16TH FLOOR, Baltimore, MD 21202
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- equitycompass.com
Where does Bobby Thomas work?
Bobby Thomas has been Vice President of Equitycompass Investment Management, LLC since September 2015, and is a control person of the firm.
Is Bobby Thomas a financial advisor?
Yes. Bobby Thomas has a current investment-adviser registration in Maryland, through EquityCompass Investment Management since September 2010.
How many years of experience does Bobby Thomas have?
Bobby Thomas has 16 years in the financial industry, since September 2010, across 1 adviser firm.
What exams has Bobby Thomas passed?
Bobby Thomas has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2007.
Where is Bobby Thomas based?
Bobby Thomas’ registered office is in Baltimore, MD.
Is Bobby Thomas registered with FINRA?
No. Bobby Thomas has no current broker registration.
How can I verify Bobby Thomas’ record?
Search CRD 5163293 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bobby Thomas’ full registration record.
Christopher MutascioVice President- Avi SteinChief Financial Officer
- Michael SperoChief Compliance Officer
Robert HagstromChief Investment Officer