Christopher Moore has been an investment adviser representative at DST Wealth Management since January 2023, and is not listed among the firm’s executive officers or direct owners.
DST Wealth Management LLC is an Indian Wells, CA firm with $532M under management, 197 clients and 5 advisers in one office, as of its February 2026 filing.
Christopher Moore’s longest registration is the current one, 3 years at DST Wealth Management since 2023. Before joining DST Wealth Management in 2023, Christopher Moore was registered through K-One Investment Company, Inc and Old Mutual Capital.
- DST Wealth Management LLCCurrent– present · 3 yearsHalfmoon, NY · Adviser representative · Firm CRD 302110
- K-One Investment Company, Inc– · under a yearArcadia, CA · Adviser representative · Firm CRD 16156
- Old Mutual Capital– · under a yearDenver, CO · Adviser representative · Firm CRD 131405
Investment adviser representative registrations
Christopher Moore is registered as an investment adviser representative in New York, since January 2023.
- New YorkSince 23 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 25 February 2024 |
| Series 79TO | Investment Banking Registered Representative Examination | 25 February 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 25 February 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 May 2008 |
| Series 7 | General Securities Representative Examination | 22 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 July 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1991 |
- Name
- General Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Christopher Mark Moore
- CRD
- 2114648
- Firm
- DST Wealth Management · CRD 302110
- Office
- Halfmoon, NY
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Moore work?
Christopher Moore is an investment adviser representative registered through DST Wealth Management LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Moore a financial advisor?
Yes. Christopher Moore has a current investment-adviser registration in New York, through DST Wealth Management since January 2023.
How many years of experience does Christopher Moore have?
Christopher Moore has 29 years in the financial industry, since July 1997, across 3 adviser firms.
What exams has Christopher Moore passed?
Christopher Moore has passed 8 licensing exams: the Series 63, Series 6, Series 7, Series 66, Series 65, Series 7TO, Series 79TO and Series 6TO. The earliest, the Series 63, was passed in June 1991. FINRA credited Christopher Moore with the SIE, which began in October 2018.
Where did Christopher Moore work before DST Wealth Management?
Before DST Wealth Management, Christopher Moore was registered through K-One Investment Company, Inc, December 2008 to June 2009; Old Mutual Capital, June 2008 to September 2008.
Where is Christopher Moore based?
Christopher Moore’s registered office is in Halfmoon, NY.
Is Christopher Moore registered with FINRA?
Yes. Christopher Moore has a current broker registration, under CRD 2114648.
Source: FINRA BrokerCheck
How can I verify Christopher Moore’s record?
Search CRD 2114648 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Moore’s full registration record.