Christopher Mallon has been an investment adviser representative at Pennsylvania Capital Management since May 2018, and is not listed among the firm’s executive officers or direct owners. Christopher Mallon holds a Bachelor's degree in Finance from the University of South Carolina.
Pennsylvania Capital Management Inc. is a Huntingdon Valley, PA firm with $849M under management, 200 clients and 4 advisers across 7 offices, as of its March 2026 filing.
Christopher Mallon is Senior Financial Advisor of Pennsylvania Capital Management. He works with clients to deliver investment guidance and financial planning solutions, and works directly with clients and the Investment Committee in preparing and delivering financial plans.
Christopher Mallon’s longest registration is the current one, 8 years at Pennsylvania Capital Management since 2018. Before joining Pennsylvania Capital Management in 2018, Christopher Mallon was registered through Hobbs Group Advisors LLC.
- – present · 8 yearsAdviser representative · Firm CRD 107648
- Hobbs Group Advisors LLC– · under a yearColumbia, SC · Adviser representative · Firm CRD 157274
Professional designations
Listed by Pennsylvania Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Christopher Mallon is registered as an investment adviser representative in 2 states. The first approvals date from May 2018; the most recent is Texas, in November 2024.
- PennsylvaniaSince 25 May 2018
- TexasSince 21 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 May 2017 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6702234
- Firm
- Pennsylvania Capital Management · CRD 107648
- Registration
- Investment adviser registration
- In the industry since
- June 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pcmadvisors.com
Where does Christopher Mallon work?
Christopher Mallon is an investment adviser representative registered through Pennsylvania Capital Management Inc. since May 2018, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Mallon a financial advisor?
Yes. Christopher Mallon has a current investment-adviser registration in Pennsylvania and Texas, through Pennsylvania Capital Management since May 2018.
How many years of experience does Christopher Mallon have?
Christopher Mallon has 9 years in the financial industry, since June 2017, across 2 adviser firms.
What exams has Christopher Mallon passed?
Christopher Mallon passed the Series 65 in May 2017.
Where did Christopher Mallon work before Pennsylvania Capital Management?
Before Pennsylvania Capital Management, Christopher Mallon was registered through Hobbs Group Advisors LLC, June 2017 to May 2018.
Is Christopher Mallon registered with FINRA?
No. Christopher Mallon has no current broker registration.
Is Christopher Mallon a CFP?
Pennsylvania Capital Management lists Christopher Mallon with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Christopher Mallon’s record?
Search CRD 6702234 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Mallon’s full registration record.
