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Christopher Hayes

President, Chief Compliance Officer at Hayes Asset Management

Firm officerUpdated

Christopher Hayes has been President, Chief Compliance Officer of Hayes Asset Management, LLC, a Rochester, NY investment adviser managing $117M, since June 2006.

20
Years in role
$117M
Firm AUM
112
Firm clients
4
Firm advisers

From Form ADV filed 26 March 2026Form ADV

Career

Christopher Hayes is a control person of Hayes Asset Management and directly owns 75% or more of it.

Hayes Asset Management is an investment adviser based in Rochester, NY, registered with the SEC since 2006. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $117 million, as filed on 26 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
1301416
Firm
Hayes Asset Management · CRD 141220
Role
President, Chief Compliance Officer
In role since
June 2006 · 20 years
Control person
Yes
Direct ownership
75% or more
Firm headquarters
Rochester, NY
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Christopher Hayes work?

Christopher Hayes has been President, Chief Compliance Officer of Hayes Asset Management, LLC since June 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

How can I verify Christopher Hayes’ record?

Christopher Hayes’ role is listed on Hayes Asset Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 141220.

Source: Form ADV, Schedule A, filed 26 March 2026

Sources

  1. IAPD individual lookup, CRD 1301416, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Hayes Asset Management, LLC, filed 26 March 2026. Title, control and ownership bands.