Role at Curi Capital
- Title on Schedule A
- Chief Operating Officer
- Control
- Christopher Graff is a control person of Curi Capital.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Christopher Graff has held the filed role since April 2018.
The firm
Career on record
Christopher Graff has been registered through Curi Capital since January 2015.
- Passed Series 7 and Series 63 · 1999
Registrations and exams
Christopher Graff has a current investment-adviser registration in Illinois and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 7 January 2015 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 September 1999 |
| Series 7 | General Securities Representative Examination | 30 August 1999 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Christopher Michael Graff
- CRD
- 3180553
- Registration status
- Investment adviser registration
- Office
- ONE NORTH WACKER DRIVE, SUITE 3500, Chicago, IL 60606
- Firm bio
- curicapital.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Curi identifies Christopher M. Graff as Partner and Chief Operating Officer. The firm lists previous roles at Putnam Investments and Merrill Lynch. Official firm biography
Common questions
Where does Christopher Graff work?
Christopher Graff has been Chief Operating Officer of Curi Capital, LLC since April 2018, and is a control person of the firm.
Is Christopher Graff a financial advisor?
Yes. Christopher Graff has a current investment-adviser registration in Illinois, through Curi Capital since January 2015, as of 17 October 2026.
How many years of experience does Christopher Graff have?
Christopher Graff has worked in the financial industry for 11 years as of 17 October 2026, counted from 7 January 2015, across 1 adviser firm.
What exams has Christopher Graff passed?
Christopher Graff has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1999.
Where is Christopher Graff based?
Christopher Graff’s registered office is in Chicago, IL.
Leadership at Curi Capital
- Dimitri EliopoulosChief Executive Officer
- Donald BechterPresident
- Maher HarbChief Financial Officer
- Joseph McDermottChief Compliance Officer & Chief Risk Officer
- Richard BurridgeExecutive Chairman