Christopher Bloch has been an investment adviser representative at Ascent Advisors since December 2025, and is not listed among the firm’s executive officers or direct owners.
Ascent Advisors LLC is a Mankato, MN firm with $111M under management, 171 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Christopher Bloch’s longest registration was 2 years at Securities America Advisors, Inc. (2022–2024). Before joining Ascent Advisors in 2025, Christopher Bloch was registered through Osaic Wealth, Inc. and Securities America Advisors, Inc.
- Ascent AdvisorsCurrent– present · under a yearMankato, MN · Adviser representative · Firm CRD 335353
- Osaic Wealth, Inc.– · 1 yearManokato, MN · Adviser representative · Firm CRD 23131
- Securities America Advisors, Inc.– · 2 yearsNorth Mankato, MN · Adviser representative · Firm CRD 110518
- Mutual of Omaha Investor Services, Inc.– · 2 yearsBloomington, MN · Adviser representative · Firm CRD 611
Investment adviser representative registrations
Christopher Bloch is registered as an investment adviser representative in Minnesota, since December 2025.
- MinnesotaSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2021 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 15 June 2020 |
| SIE | Securities Industry Essentials Examination | 15 June 2020 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christopher Jon Bloch
- CRD
- 7141556
- Firm
- Ascent Advisors · CRD 335353
- Office
- 1600 MADISON AVENUE, SUITE 103, Mankato, MN 56001
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Bloch work?
Christopher Bloch is an investment adviser representative registered through Ascent Advisors LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Bloch a financial advisor?
Yes. Christopher Bloch has a current investment-adviser registration in Minnesota, through Ascent Advisors since December 2025.
How many years of experience does Christopher Bloch have?
Christopher Bloch has 6 years in the financial industry, since November 2019, across 4 adviser firms.
What exams has Christopher Bloch passed?
Christopher Bloch has passed 4 licensing exams: the Series 65, Series 6TO, SIE and Series 63. The earliest, the Series 65, was passed in August 2019.
Where did Christopher Bloch work before Ascent Advisors?
Before Ascent Advisors, Christopher Bloch was registered through Securities America Advisors, Inc., January 2022 to June 2024; Mutual of Omaha Investor Services, Inc., August 2019 to October 2021.
Where is Christopher Bloch based?
Christopher Bloch’s registered office is in Mankato, MN.
Is Christopher Bloch registered with FINRA?
No. Christopher Bloch has no current broker registration.
How can I verify Christopher Bloch’s record?
Search CRD 7141556 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Bloch’s full registration record.
