Jared Holt has been Chief Compliance Officer of Ascent Advisors since December 2025, is a control person of the firm and directly owns under 5% of it.
Ascent Advisors LLC is a Mankato, MN firm with $111M under management, 171 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Jared Holt’s longest registration was 3 years at Harbour Investments, Inc. (2013–2016). Before joining Ascent Advisors in 2025, Jared Holt was registered through Osaic Wealth, Inc. and Triad Advisors, LLC.
- Osaic Wealth, Inc.– · 1 yearMankato, MN · Adviser representative · Firm CRD 23131
- Triad Advisors, LLC– · 2 yearsMankato, MN · Adviser representative · Firm CRD 25803
- Gradient Wealth Management– · 1 yearMankato, MN · Adviser representative · Firm CRD 127701
- Harbour Investments, Inc.– · 3 yearsMankato, MN · Adviser representative · Firm CRD 19258
Investment adviser representative registrations
Jared Holt is registered as an investment adviser representative in Minnesota, since December 2025.
- MinnesotaSince 10 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 July 2013 |
| Series 7 | General Securities Representative Examination | 10 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jared Michael Holt
- CRD
- 6043458
- Firm
- Ascent Advisors · CRD 335353
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Jared Holt work?
Jared Holt has been Chief Compliance Officer of Ascent Advisors LLC since December 2025, and is a control person of the firm.
Is Jared Holt a financial advisor?
Yes. Jared Holt has a current investment-adviser registration in Minnesota, through Ascent Advisors since December 2025.
How many years of experience does Jared Holt have?
Jared Holt has 10 years in the financial industry, since January 2016, across 5 adviser firms.
What exams has Jared Holt passed?
Jared Holt has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2013. FINRA credited Jared Holt with the SIE, which began in October 2018.
Where did Jared Holt work before Ascent Advisors?
Before Ascent Advisors, Jared Holt was registered through Triad Advisors, LLC, February 2022 to August 2024; Gradient Wealth Management, April 2017 to December 2018; Harbour Investments, Inc., October 2013 to December 2016.
Is Jared Holt registered with FINRA?
No. Jared Holt has no current broker registration.
How can I verify Jared Holt’s record?
Search CRD 6043458 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jared Holt’s full registration record.
