Christopher Becker has been an investment adviser representative at Richmond Investment Services since May 2024, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Christopher Becker’s longest registration is the current one, 4 years at LPL Financial LLC since 2022.
- – present · 2 yearsMequon, WI · Adviser representative · Firm CRD 327451
- LPL Financial LLCAlso current– present · 4 yearsIron Ridge, WI · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Christopher Becker is registered as an investment adviser representative in Wisconsin, since May 2024.
- WisconsinSince 8 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 13 May 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 June 2019 |
| Series 7 | General Securities Representative Examination | 17 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 July 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 May 2017 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Allen Becker
- CRD
- 6769200
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 7702 W MEQUON RD, Mequon, WI 53097-3217
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Becker work?
Christopher Becker is an investment adviser representative registered through Richmond Investment Services LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Christopher Becker a financial advisor?
Yes. Christopher Becker has a current investment-adviser registration in Wisconsin, through Richmond Investment Services since May 2024.
How many years of experience does Christopher Becker have?
Christopher Becker has 9 years in the financial industry, since October 2017, across 2 adviser firms.
What exams has Christopher Becker passed?
Christopher Becker has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in May 2017. FINRA credited Christopher Becker with the SIE, which began in October 2018.
Where is Christopher Becker based?
Christopher Becker’s registered office is in Mequon, WI.
Is Christopher Becker registered with FINRA?
Yes. Christopher Becker has a current broker registration, under CRD 6769200.
Source: FINRA BrokerCheck
How can I verify Christopher Becker’s record?
Search CRD 6769200 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Becker’s full registration record.