Christine Chui has been an investment adviser representative at Tortuga Wealth Management since April 2021, and is not listed among the firm’s executive officers or direct owners. Christine Chui holds a Bachelor's degree in Computer Science from the University of Shanghai and an MBA in International Business from Marshall School of Business, USC.
Tortuga Wealth Management, Inc. is a Torrance, CA firm with $223M under management, 358 clients and 4 advisers in one office, as of its February 2026 filing.
Christine Chui is a Financial Advisor at Tortuga Wealth Management. She has over 15 years of experience in the financial services industry and 8 years in international business management. From 2001 to 2012, she worked for Merrill Lynch as a financial advisor. She specializes in asset allocation, investment portfolio management, cash management and liability management.
Christine Chui’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2001–2012). Before joining Tortuga Wealth Management in 2021, Christine Chui was registered through LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Tortuga Wealth ManagementCurrent– present · 5 yearsTorrance, CA · Adviser representative · Firm CRD 153737
- LPL Financial LLC– · under a yearTorrance, CA · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · 1 yearMonrovia, CA · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 10 yearsPasadena, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Christine Chui is registered as an investment adviser representative in California, since April 2021.
- CaliforniaSince 22 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 April 2001 |
| Series 7 | General Securities Representative Examination | 23 April 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christine Y Chui
- CRD
- 4353814
- Firm
- Tortuga Wealth Management · CRD 153737
- Office
- 1957 CARSON STREET, SUITE 100, Torrance, CA 90501
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- tortugawealth.com
Where does Christine Chui work?
Christine Chui is an investment adviser representative registered through Tortuga Wealth Management, Inc. since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Christine Chui a financial advisor?
Yes. Christine Chui has a current investment-adviser registration in California, through Tortuga Wealth Management since April 2021.
How many years of experience does Christine Chui have?
Christine Chui has 19 years in the financial industry, since March 2007, across 3 adviser firms.
What exams has Christine Chui passed?
Christine Chui has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2001. FINRA credited Christine Chui with the SIE, which began in October 2018.
Where did Christine Chui work before Tortuga Wealth Management?
Before Tortuga Wealth Management, Christine Chui was registered through LPL Financial LLC, June 2018 to May 2019; LPL Financial LLC, July 2014 to July 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2001 to July 2012.
Where is Christine Chui based?
Christine Chui’s registered office is in Torrance, CA.
Is Christine Chui registered with FINRA?
Yes. Christine Chui has a current broker registration, under CRD 4353814.
Source: FINRA BrokerCheck
How can I verify Christine Chui’s record?
Search CRD 4353814 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christine Chui’s full registration record.
