Chris Swenson has been Owner/Chief Compliance Officer/Investment Advisor Representative of Wisconsin Wealth Advisors since July 2015, is a control person of the firm and directly owns 75% or more of it.
Wisconsin Wealth Advisors, LLC is a Sun Prairie, WI firm with $178M under management, 293 clients and 3 advisers across 2 offices, as of its October 2026 filing.
Chris Swenson is President of Wisconsin Wealth Advisors, LLC. He is an Investment Adviser Representative with the firm and was securities licensed in 2000 as a Registered Representative with Harbour Investments, Inc., Madison, WI.
Chris Swenson’s longest registration was 20 years at Harbour Investments, Inc. (2000–2020). Before joining Wisconsin Wealth Advisors in 2016, Chris Swenson was registered through Harbour Investments, Inc.
- – present · 17 yearsSun Prairie, WI · Adviser representative · Firm CRD 145946
- Harbour Investments, Inc.– · 20 yearsSun Prairie, WI · Adviser representative · Firm CRD 19258
Investment adviser representative registrations
Chris Swenson is registered as an investment adviser representative in 2 states. The first approvals date from February 2016; the most recent is Texas, in December 2025.
- TexasSince 10 December 2025
- WisconsinSince 26 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 December 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 2000 |
| Series 7 | General Securities Representative Examination | 25 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Chris Allen Swenson
- CRD
- 4287391
- Firm
- Wisconsin Wealth Advisors · CRD 145946
- Role
- Owner/Chief Compliance Officer/Investment Advisor Representative
- Office
- 1777 WEST MAIN STREET, SUITE 203, Sun Prairie, WI 53590
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- wiwealthadvisors.com
Where does Chris Swenson work?
Chris Swenson has been Owner/Chief Compliance Officer/Investment Advisor Representative of Wisconsin Wealth Advisors, LLC since July 2015, and is a control person of the firm.
Is Chris Swenson a financial advisor?
Yes. Chris Swenson has a current investment-adviser registration in Texas and Wisconsin, through Wisconsin Wealth Advisors since February 2016.
How many years of experience does Chris Swenson have?
Chris Swenson has 25 years in the financial industry, since October 2000, across 2 adviser firms.
What exams has Chris Swenson passed?
Chris Swenson has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in October 2000. FINRA credited Chris Swenson with the SIE, which began in October 2018.
Where is Chris Swenson based?
Chris Swenson’s registered office is in Sun Prairie, WI.
Is Chris Swenson registered with FINRA?
Yes. Chris Swenson has a current broker registration, under CRD 4287391.
Source: FINRA BrokerCheck
How can I verify Chris Swenson’s record?
Search CRD 4287391 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Chris Swenson’s full registration record.