Niva WealthLet’s talk

Chris Cullen

Executive Vice President, Chief Distribution Officer at Clark Capital Management Group

Broker registration; no current adviser registrationSEC record checked 18 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Chris Cullen is Executive Vice President, Chief Distribution Officer of Clark Capital Management Group Inc, a Philadelphia investment adviser managing $35.7B. Chris Cullen has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Clark Capital Management Group

Title on Schedule A
Executive Vice President, Chief Distribution Officer
Control
Chris Cullen is a control person of Clark Capital Management Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Chris Cullen has held the filed role since March 2017.

The firm

Clark Capital Management Group Inc
Philadelphia, PA

Form ADV filed 22 May 2026

$35.7B AUM36,013 clients20 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2014
  3. Curian Capital, LLC
    – · 3 years
    Franklin, TN · Adviser representative · Firm CRD 120270
  4. Passed Series 66 · 2012
  5. Passed Series 63 and Series 7 · 2005
  6. Passed Series 6 · 2004

Registrations and exams

Broker registration; no current adviser registration. Chris Cullen has passed 6 qualifying exams.

Examinations

Series 6623 June 2012
Name
Uniform Combined State Law Examination
Series 6310 January 2005
Name
Uniform Securities Agent State Law Examination
Series 2418 December 2014
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 75 December 2005
Name
General Securities Representative Examination
Series 619 November 2004
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Chris Cullen
CRD
4880348
Firm
Clark Capital Management Group Inc
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Chris Cullen work?

Chris Cullen has been Executive Vice President, Chief Distribution Officer of Clark Capital Management Group Inc since March 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 May 2026

Does Chris Cullen have a current investment-adviser registration?

Chris Cullen has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Chris Cullen passed?

Chris Cullen has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 24 and SIE. The earliest, the Series 6, was passed in November 2004.

Source: IAPD individual record, checked 18 October 2026

Where was Chris Cullen previously registered as an investment adviser?

Chris Cullen has past investment-adviser registrations through Curian Capital, LLC, June 2012 to September 2015, across 1 firm.

Source: IAPD individual record, checked 18 October 2026

Leadership at Clark Capital Management Group

Sources

  1. IAPD individual record, CRD 4880348. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Clark Capital Management Group Inc, filed 22 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Chris Cullen or Clark Capital Management Group Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.