Chason Hawkins has been an investment adviser representative at Tribeca Financial since February 2024, and is not listed among the firm’s executive officers or direct owners.
Tribeca Financial, LLC is a Mesa, AZ firm with $248M under management, 248 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Chason Hawkins’ longest registration is the current one, 2 years at Tribeca Financial since 2024. Before joining Tribeca Financial in 2024, Chason Hawkins was registered through Qa3 Financial LLC.
- Tribeca Financial, LLCCurrent– present · 2 yearsMesa, AZ · Adviser representative · Firm CRD 113245
- Qa3 Financial LLC– · 1 yearMesa, AZ · Adviser representative · Firm CRD 104957
Investment adviser representative registrations
Chason Hawkins is registered as an investment adviser representative in Arizona, since February 2024.
- ArizonaSince 29 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 February 2024 |
| Series 66 | Uniform Combined State Law Examination | 12 August 2002 |
| Series 7 | General Securities Representative Examination | 13 March 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Chason Glenn Hawkins
- CRD
- 4491081
- Firm
- Tribeca Financial · CRD 113245
- Office
- 2812 N. NORWALK, STE 103, Mesa, AZ 85215
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Chason Hawkins work?
Chason Hawkins is an investment adviser representative registered through Tribeca Financial, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Chason Hawkins a financial advisor?
Yes. Chason Hawkins has a current investment-adviser registration in Arizona, through Tribeca Financial since February 2024.
How many years of experience does Chason Hawkins have?
Chason Hawkins has 3 years in the financial industry, since December 2022, across 2 adviser firms.
What exams has Chason Hawkins passed?
Chason Hawkins has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in March 2002.
Where did Chason Hawkins work before Tribeca Financial?
Before Tribeca Financial, Chason Hawkins was registered through Qa3 Financial LLC, June 2004 to August 2005.
Where is Chason Hawkins based?
Chason Hawkins’ registered office is in Mesa, AZ.
Is Chason Hawkins registered with FINRA?
No. Chason Hawkins has no current broker registration.
How can I verify Chason Hawkins’ record?
Search CRD 4491081 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chason Hawkins’ full registration record.