Charlotte Rasmussen has been an investment adviser representative at Ascent Advisors since August 2026, and is not listed among the firm’s executive officers or direct owners.
Ascent Advisors LLC is a Mankato, MN firm with $111M under management, 171 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Charlotte Rasmussen’s longest registration is the current one, under a year at Ascent Advisors since 2026. Before joining Ascent Advisors in 2026, Charlotte Rasmussen was registered through MML Investors Services, LLC.
- Ascent AdvisorsCurrent– present · under a yearMaple Grove, MN · Adviser representative · Firm CRD 335353
- MML Investors Services, LLC– · under a yearMinneapolis, MN · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Charlotte Rasmussen is registered as an investment adviser representative in Minnesota, since August 2026.
- MinnesotaSince 21 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 April 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 2025 |
| Series 7TO | General Securities Representative Examination | 25 March 2025 |
| SIE | Securities Industry Essentials Examination | 10 February 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Charlotte Marie Rasmussen
- CRD
- 8005225
- Firm
- Ascent Advisors · CRD 335353
- Office
- 7094 E Fish Lake Rd, Maple Grove, MN 55311
- Registration
- Investment adviser registration
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Charlotte Rasmussen work?
Charlotte Rasmussen is an investment adviser representative registered through Ascent Advisors LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Charlotte Rasmussen a financial advisor?
Yes. Charlotte Rasmussen has a current investment-adviser registration in Minnesota, through Ascent Advisors since August 2026.
How many years of experience does Charlotte Rasmussen have?
Charlotte Rasmussen has 1 year in the financial industry, since May 2025, across 2 adviser firms.
What exams has Charlotte Rasmussen passed?
Charlotte Rasmussen has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in February 2025.
Where did Charlotte Rasmussen work before Ascent Advisors?
Before Ascent Advisors, Charlotte Rasmussen was registered through MML Investors Services, LLC, May 2026 to July 2026.
Where is Charlotte Rasmussen based?
Charlotte Rasmussen’s registered office is in Maple Grove, MN.
Is Charlotte Rasmussen registered with FINRA?
No. Charlotte Rasmussen has no current broker registration.
How can I verify Charlotte Rasmussen’s record?
Search CRD 8005225 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charlotte Rasmussen’s full registration record.
