Charles Ross has been Principal, Director of Premier Financial Group since February 1990, is a control person of the firm and directly owns between 10% and 25% of it.
Premier Financial Group Inc is an Eureka, CA firm with $820M under management, 593 clients and 12 advisers in one office, as of its March 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 28 July 1989 |
| Series 7 | General Securities Representative Examination | 19 June 1982 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1980 |
| Series 1 | Registered Representative Examination | 30 October 1979 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Charles Ronald Ross
- CRD
- 873558
- Firm
- Premier Financial Group · CRD 107314
- Role
- Principal, Director
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Ross work?
Charles Ross has been Principal, Director of Premier Financial Group Inc since February 1990, and is a control person of the firm.
Does Charles Ross have a current investment-adviser registration?
Charles Ross has no current investment-adviser or broker registration.
What exams has Charles Ross passed?
Charles Ross has passed 4 licensing exams: the Series 1, Series 63, Series 7 and Series 24. The earliest, the Series 1, was passed in October 1979.
Where was Charles Ross previously registered as an investment adviser?
Charles Ross has past investment-adviser registrations through Premier Financial Group Inc, July 1991 to April 2025, across 1 firm.
Is Charles Ross registered with FINRA?
No. Charles Ross has no current broker registration.
How can I verify Charles Ross’ record?
Search CRD 873558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Ross’ full registration record.
