Charles Lovejoy has been an investment adviser representative at Rise Advisors since September 2025, and is not listed among the firm’s executive officers or direct owners.
Rise Advisors, LLC is a Rochester, NY firm with $441M under management, 472 clients and 7 advisers in one office, as of its August 2026 filing.
- Rise Advisors, LLCCurrent– present · 1 yearRochester, NY · Adviser representative · Firm CRD 309760
Investment adviser representative registrations
Charles Lovejoy is registered as an investment adviser representative in New York, since September 2025.
- New YorkSince 5 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 July 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 February 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Charles Edward Lovejoy
- CRD
- 5026043
- Firm
- Rise Advisors · CRD 309760
- Office
- 500 LINDEN OAKS, SUITE 320, Rochester, NY 14625
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Lovejoy work?
Charles Lovejoy is an investment adviser representative registered through Rise Advisors, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Charles Lovejoy a financial advisor?
Yes. Charles Lovejoy has a current investment-adviser registration in New York, through Rise Advisors since September 2025.
How many years of experience does Charles Lovejoy have?
Charles Lovejoy has 11 years in the financial industry, since January 2015, across 1 adviser firm.
What exams has Charles Lovejoy passed?
Charles Lovejoy has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in February 2006. FINRA credited Charles Lovejoy with the SIE, which began in October 2018.
Where is Charles Lovejoy based?
Charles Lovejoy’s registered office is in Rochester, NY.
Is Charles Lovejoy registered with FINRA?
No. Charles Lovejoy has no current broker registration.
How can I verify Charles Lovejoy’s record?
Search CRD 5026043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Lovejoy’s full registration record.
