Chandler Smith has been an investment adviser representative at Morman, Kaplan, Brilliant and Fransko since October 2018, and is not listed among the firm’s executive officers or direct owners.
Morman, Kaplan, Brilliant and Fransko, LLC is an Ann Arbor, MI firm with $163M under management, 353 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Chandler Smith’s longest registration is the current one, 8 years at LPL Financial LLC since 2018.
- ProvizrAlso current– present · 8 yearsAdviser representative · Firm CRD 284252
- Four Financial ManagementCurrent– present · 8 yearsCharlotte, NC · Adviser representative · Firm CRD 284251
- LPL Financial LLCAlso current– present · 8 yearsCharlotte, NC · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Chandler Smith is registered as an investment adviser representative in 2 states. The first approvals date from October 2018; the most recent is North Carolina, in February 2025.
- MichiganSince 12 October 2018
- North CarolinaSince 13 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 September 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Chandler Randall Smith
- CRD
- 6483761
- Firm
- Morman, Kaplan, Brilliant and Fransko · CRD 284251
- Office
- Charlotte, NC
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Chandler Smith work?
Chandler Smith is an investment adviser representative registered through Morman, Kaplan, Brilliant and Fransko, LLC since October 2018, and is not listed among the firm’s executive officers or direct owners.
Is Chandler Smith a financial advisor?
Yes. Chandler Smith has a current investment-adviser registration in Michigan and North Carolina, through Morman, Kaplan, Brilliant and Fransko since October 2018.
How many years of experience does Chandler Smith have?
Chandler Smith has 8 years in the financial industry, since September 2018, across 3 adviser firms.
What exams has Chandler Smith passed?
Chandler Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2018. FINRA credited Chandler Smith with the SIE, which began in October 2018.
Where is Chandler Smith based?
Chandler Smith’s registered office is in Charlotte, NC.
Is Chandler Smith registered with FINRA?
Yes. Chandler Smith has a current broker registration, under CRD 6483761.
Source: FINRA BrokerCheck
How can I verify Chandler Smith’s record?
Search CRD 6483761 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Chandler Smith’s full registration record.
