Chad Warmbein has been an investment adviser representative at Guardian Wealth Partners since March 2022, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Chad Warmbein’s longest registration was 6 years at Carnegie Investment Counsel (2015–2022). Before joining Guardian Wealth Partners in 2022, Chad Warmbein was registered through Carnegie Investment Counsel and Federated Global Investment Management Corp.
- Carnegie Investment Counsel– · 6 yearsPepper Pike, OH · Adviser representative · Firm CRD 150488
- Federated Global Investment Management Corp.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 106277
- MDT Advisers, A Division of Federated Mdta LLC– · 2 yearsBoston, MA · Adviser representative · Firm CRD 109355
- Federated Investment Counseling– · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 105325
- Federated Securities Corp.– · 2 yearsPittsburgh, PA · Adviser representative · Firm CRD 5009
Investment adviser representative registrations
Chad Warmbein is registered as an investment adviser representative in Pennsylvania, since March 2022.
- PennsylvaniaSince 31 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 March 2013 |
| Series 7 | General Securities Representative Examination | 20 December 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6126793
- Firm
- Guardian Wealth Partners · CRD 310203
- Registration
- Investment adviser registration
- In the industry since
- May 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Chad Warmbein work?
Chad Warmbein is an investment adviser representative registered through Guardian Wealth Partners, LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Chad Warmbein a financial advisor?
Yes. Chad Warmbein has a current investment-adviser registration in Pennsylvania, through Guardian Wealth Partners since March 2022.
How many years of experience does Chad Warmbein have?
Chad Warmbein has 13 years in the financial industry, since May 2013, across 6 adviser firms.
What exams has Chad Warmbein passed?
Chad Warmbein has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2012. FINRA credited Chad Warmbein with the SIE, which began in October 2018.
Where did Chad Warmbein work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Chad Warmbein was registered through Federated Global Investment Management Corp., April 2013 to September 2015; MDT Advisers, A Division of Federated Mdta LLC, April 2013 to September 2015; Federated Investment Counseling, April 2013 to September 2015; Federated Securities Corp., April 2013 to September 2015.
Is Chad Warmbein registered with FINRA?
No. Chad Warmbein has no current broker registration.
How can I verify Chad Warmbein’s record?
Search CRD 6126793 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chad Warmbein’s full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations