Catherine Jackson has been an investment adviser representative at Marks Wealth since September 2020, and is not listed among the firm’s executive officers or direct owners.
Marks Wealth, LLC is an Ellicott City, MD firm with $409M under management, 283 clients and 4 advisers in one office, as of its August 2026 filing.
Catherine Jackson’s longest registration is the current one, 6 years at Marks Wealth since 2020. Before joining Marks Wealth in 2020, Catherine Jackson was registered through Wells Fargo Clearing Services, LLC.
- Marks Wealth ManagementCurrent– present · 6 yearsEllicott City, MD · Adviser representative · Firm CRD 310534
- Wells Fargo Clearing Services, LLC– · 3 yearsBaltimore, MD · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Catherine Jackson is registered as an investment adviser representative in 2 states. The first approvals date from September 2020; the most recent is Texas, in March 2021.
- MarylandSince 18 September 2020
- TexasSince 1 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 March 2017 |
| Series 7 | General Securities Representative Examination | 1 February 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Catherine Cavalier Jackson
- CRD
- 6620068
- Firm
- Marks Wealth · CRD 310534
- Office
- 11690 FREDERICK RD, Ellicott City, MD 21042
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Jackson work?
Catherine Jackson is an investment adviser representative registered through Marks Wealth, LLC since September 2020, and is not listed among the firm’s executive officers or direct owners.
Is Catherine Jackson a financial advisor?
Yes. Catherine Jackson has a current investment-adviser registration in Maryland and Texas, through Marks Wealth since September 2020.
How many years of experience does Catherine Jackson have?
Catherine Jackson has 9 years in the financial industry, since January 2017, across 2 adviser firms.
What exams has Catherine Jackson passed?
Catherine Jackson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2017. FINRA credited Catherine Jackson with the SIE, which began in October 2018.
Where is Catherine Jackson based?
Catherine Jackson’s registered office is in Ellicott City, MD.
Is Catherine Jackson registered with FINRA?
No. Catherine Jackson has no current broker registration.
How can I verify Catherine Jackson’s record?
Search CRD 6620068 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Jackson’s full registration record.