Casey Wolff has been an investment adviser representative at The Advisory Resource Group since February 2018, and is not listed among the firm’s executive officers or direct owners.
The Advisory Resource Group, LLC is a Tulsa, OK firm with $927M under management, 709 clients and 6 advisers across 4 offices, as of its March 2026 filing.
Casey Wolff’s longest registration was 8 years at Sii Investments, Inc. (2009–2017). Before joining The Advisory Resource Group in 2018, Casey Wolff was registered through Sii Investments, Inc.
- – present · 8 yearsHouston, TX · Adviser representative · Firm CRD 290110
- Sii Investments, Inc.– · 8 yearsHouston, TX · Adviser representative · Firm CRD 2225
- Sii Investments, Inc.– · 2 yearsTulsa, OK · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Casey Wolff is registered as an investment adviser representative in Texas, since February 2018.
- TexasSince 28 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 November 2005 |
| Series 66 | Uniform Combined State Law Examination | 18 April 2005 |
| Series 7 | General Securities Representative Examination | 8 June 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 August 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Casey Charles Wolff
- CRD
- 4668994
- Firm
- The Advisory Resource Group · CRD 290110
- Office
- 14811 St. Mary's Lane, Suite 175, Houston, TX 77079
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Casey Wolff work?
Casey Wolff is an investment adviser representative registered through The Advisory Resource Group, LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is Casey Wolff a financial advisor?
Yes. Casey Wolff has a current investment-adviser registration in Texas, through The Advisory Resource Group since February 2018.
How many years of experience does Casey Wolff have?
Casey Wolff has 22 years in the financial industry, since December 2003, across 2 adviser firms.
What exams has Casey Wolff passed?
Casey Wolff has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 6, was passed in July 2003. FINRA credited Casey Wolff with the SIE, which began in October 2018.
Where did Casey Wolff work before The Advisory Resource Group?
Before The Advisory Resource Group, Casey Wolff was registered through Sii Investments, Inc., February 2009 to December 2017; Sii Investments, Inc., November 2005 to October 2008.
Where is Casey Wolff based?
Casey Wolff’s registered office is in Houston, TX.
Is Casey Wolff registered with FINRA?
Yes. Casey Wolff has a current broker registration, under CRD 4668994.
Source: FINRA BrokerCheck
How can I verify Casey Wolff’s record?
Search CRD 4668994 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Casey Wolff’s full registration record.