Skip to content

Christopher Brown

Chief Compliance Officer at The Advisory Resource Group in Tulsa, OK

Investment adviser and broker registrationsUpdated

Christopher Brown is Chief Compliance Officer of The Advisory Resource Group, LLC, an investment adviser managing $927M, and works from its Tulsa, OK office. Christopher Brown has been registered as an investment adviser representative through The Advisory Resource Group since 28 February 2018, has 21 years in the industry across 2 firms and has passed the Series 7, Series 66 and Series 24.

21
Years in industry
8
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Christopher Brown has been Chief Compliance Officer of The Advisory Resource Group since December 2017, is a control person of the firm and directly owns under 5% of it.

The Advisory Resource Group, LLC is a Tulsa, OK firm with $927M under management, 709 clients and 6 advisers across 4 offices, as of its March 2026 filing.

Christopher Brown’s longest registration was 12 years at Sii Investments, Inc. (2005–2017). Before joining The Advisory Resource Group in 2018, Christopher Brown was registered through Sii Investments, Inc.

  1. – present · 8 years
    Tulsa, OK · Adviser representative · Firm CRD 290110
  2. Sii Investments, Inc.
    – · 12 years
    Tulsa, OK · Adviser representative · Firm CRD 2225

Credentials and registrations

Investment adviser representative registrations

Christopher Brown is registered as an investment adviser representative in Oklahoma, since February 2018.

  • OklahomaSince 28 February 2018

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2427 June 2005
Name
General Securities Principal Examination
Series 6611 April 2005
Name
Uniform Combined State Law Examination
Series 71 March 2005
Name
General Securities Representative Examination

Key facts

Full name
Christopher Grant Brown
CRD
4918966
Firm
The Advisory Resource Group · CRD 290110
Role
Chief Compliance Officer
Office
4625 E. 91st Street, Tulsa, OK 74137
Registration
Investment adviser and broker registrations
In the industry since
March 2005
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Christopher Brown work?

Christopher Brown has been Chief Compliance Officer of The Advisory Resource Group, LLC since December 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 March 2026

Is Christopher Brown a financial advisor?

Yes. Christopher Brown has a current investment-adviser registration in Oklahoma, through The Advisory Resource Group since February 2018.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Christopher Brown have?

Christopher Brown has 21 years in the financial industry, since March 2005, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Christopher Brown passed?

Christopher Brown has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in March 2005. FINRA credited Christopher Brown with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Christopher Brown work before The Advisory Resource Group?

Before The Advisory Resource Group, Christopher Brown was registered through Sii Investments, Inc., July 2005 to December 2017.

Source: IAPD individual record, checked 22 October 2026

Where is Christopher Brown based?

Christopher Brown’s registered office is in Tulsa, OK.

Source: IAPD individual record, checked 22 October 2026

Is Christopher Brown registered with FINRA?

Yes. Christopher Brown has a current broker registration, under CRD 4918966.

Source: FINRA BrokerCheck

How can I verify Christopher Brown’s record?

Search CRD 4918966 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Brown’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at The Advisory Resource Group

Sources

  1. IAPD individual record, CRD 4918966, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Advisory Resource Group, LLC, filed 16 March 2026. Title, control and ownership bands.