Carter Lewis has been an investment adviser representative at RWM Capital since May 2023, and is not listed among the firm’s executive officers or direct owners.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
Carter Lewis’ longest registration is the current one, 3 years at RWM Capital since 2023. Before joining RWM Capital in 2023, Carter Lewis was registered through Foundations Investment Advisors LLC.
- Foundations Investment Advisors LLC– · 2 yearsBiloxi, MS · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
Carter Lewis is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from May 2023; the most recent is Florida, in October 2023.
- AlabamaSince 4 May 2023
- FloridaSince 6 October 2023
- LouisianaSince 8 May 2023
- MississippiSince 4 May 2023
- TexasResidentSince 3 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carter Allan Lewis
- CRD
- 7503123
- Firm
- RWM Capital · CRD 310635
- Office
- 2555 Marshall Road, Suite C, Biloxi, MS 39531
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Carter Lewis work?
Carter Lewis is an investment adviser representative registered through RWM Capital, LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Carter Lewis a financial advisor?
Yes. Carter Lewis has a current investment-adviser registration in Alabama, Florida, Louisiana, Mississippi and Texas, through RWM Capital since May 2023.
How many years of experience does Carter Lewis have?
Carter Lewis has 4 years in the financial industry, since March 2022, across 2 adviser firms.
What exams has Carter Lewis passed?
Carter Lewis passed the Series 65 in March 2022.
Where is Carter Lewis based?
Carter Lewis’ registered office is in Biloxi, MS.
Is Carter Lewis registered with FINRA?
No. Carter Lewis has no current broker registration.
How can I verify Carter Lewis’ record?
Search CRD 7503123 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carter Lewis’ full registration record.