Carrie Carr has been an investment adviser representative at Aria Wealth Management since July 2017, and is not listed among the firm’s executive officers or direct owners. Carrie Carr holds a BA in English from the University of Arkansas at Fayetteville and an MA in English from the University of Arkansas at Fayetteville.
Aria Wealth Management, Inc. is a Saratoga, CA firm with $130M under management, 249 clients and 6 advisers across 5 offices, as of its April 2026 filing.
Carrie Carr is with ARIA Wealth Management and has over 15 years of experience in the financial industry. Carr began her career at Stephens Inc. as a trainer to financial advisors and as a financial advisor at Merrill Lynch.
Carrie Carr’s longest registration is the current one, 9 years at Aria Wealth Management since 2017. Before joining Aria Wealth Management in 2017, Carrie Carr was registered through Concert Wealth Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Aria Wealth ManagementCurrent– present · 9 yearsLittle Rock, AR · Adviser representative · Firm CRD 288450
- Concert Wealth Management– · 7 yearsLittle Rock, AR · Adviser representative · Firm CRD 141253
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearLittle Rock, AR · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Carrie Carr is registered as an investment adviser representative in Texas, as a resident of Texas, since November 2019.
- TexasResidentSince 22 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 March 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 2003 |
| Series 7 | General Securities Representative Examination | 18 November 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Carrie Katherine Carr
- CRD
- 4659962
- Firm
- Aria Wealth Management · CRD 288450
- Office
- 650 S. Shackleford Road, Suite 400, Little Rock, AR 72211
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ariawealth.com
Where does Carrie Carr work?
Carrie Carr is an investment adviser representative registered through Aria Wealth Management, Inc. since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Carrie Carr a financial advisor?
Yes. Carrie Carr has a current investment-adviser registration in Texas, through Aria Wealth Management since July 2017.
How many years of experience does Carrie Carr have?
Carrie Carr has 18 years in the financial industry, since March 2008, across 3 adviser firms.
What exams has Carrie Carr passed?
Carrie Carr has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 2003.
Where did Carrie Carr work before Aria Wealth Management?
Before Aria Wealth Management, Carrie Carr was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2008 to February 2010.
Where is Carrie Carr based?
Carrie Carr’s registered office is in Little Rock, AR.
Is Carrie Carr registered with FINRA?
No. Carrie Carr has no current broker registration.
How can I verify Carrie Carr’s record?
Search CRD 4659962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carrie Carr’s full registration record.
