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Carolyn Paldino

President/Chief Compliance Officer at Conifer Investments in West Hartford, CT

Investment adviser registrationUpdated

Carolyn Paldino is President/Chief Compliance Officer of Conifer Investments LTD, an investment adviser managing $524M, and works from its West Hartford, CT office. Carolyn Paldino has been registered as an investment adviser representative through Conifer Investments since 26 July 1994 and has 32 years in the industry across 1 firm.

32
Years in industry
32
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Carolyn Paldino has been President/Chief Compliance Officer of Conifer Investments since November 2008, is a control person of the firm and directly owns 75% or more of it.

Conifer Investments LTD is a West Hartford, CT firm with $524M under management, 41 clients and 3 advisers in one office, as of its March 2026 filing.

  1. – present · 32 years
    West Hartford, CT · Adviser representative · Firm CRD 106159

Credentials and registrations

Investment adviser representative registrations

Carolyn Paldino is registered as an investment adviser representative in Connecticut, since July 1994.

  • ConnecticutSince 26 July 1994

Examinations

No examinations are on Carolyn Paldino’s record.

Key facts

Full name
Carolyn Anne Paldino
CRD
4363324
Firm
Conifer Investments · CRD 106159
Role
President/Chief Compliance Officer
Office
61 SOUTH MAIN STREET, West Hartford, CT 06107
Registration
Investment adviser registration
In the industry since
July 1994
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Carolyn Paldino work?

Carolyn Paldino has been President/Chief Compliance Officer of Conifer Investments LTD since November 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Carolyn Paldino a financial advisor?

Yes. Carolyn Paldino has a current investment-adviser registration in Connecticut, through Conifer Investments since July 1994.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Carolyn Paldino have?

Carolyn Paldino has 32 years in the financial industry, since July 1994, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

Where is Carolyn Paldino based?

Carolyn Paldino’s registered office is in West Hartford, CT.

Source: IAPD individual record, checked 22 October 2026

Is Carolyn Paldino registered with FINRA?

No. Carolyn Paldino has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Carolyn Paldino’s record?

Search CRD 4363324 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carolyn Paldino’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 4363324, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Conifer Investments LTD, filed 31 March 2026. Title, control and ownership bands.