Caroline Ludwick has been an investment adviser representative at AMJ Financial Wealth Management since January 2024, and is not listed among the firm’s executive officers or direct owners. Caroline Ludwick studied at James Madison University.
Amj Financial Wealth Management LLC is a Leesburg, VA firm with $482M under management, 470 clients and 7 advisers in one office, as of its March 2026 filing.
Carrie Ludwick is Paraplanner of AMJ Financial Wealth Management. She joined AMJ in August 2023 and assists the financial planning team by gathering and reviewing client information and maintaining financial plans. She is studying for the Series 65 exam.
- – present · 2 yearsLeesburg, VA · Adviser representative · Firm CRD 162878
Professional designations
Listed by AMJ Financial Wealth Management
- Financial Paraplanner Qualified Professional (FPQP®)
Investment adviser representative registrations
Caroline Ludwick is registered as an investment adviser representative in Virginia, since January 2024.
- VirginiaSince 1 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Caroline Virginia Ludwick
- CRD
- 7798378
- Firm
- AMJ Financial Wealth Management · CRD 162878
- Office
- 44160 SCHOLAR PLAZA, SUITE 490, Leesburg, VA 20176
- Registration
- Investment adviser registration
- In the industry since
- December 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- amjfinancial.com
Where does Caroline Ludwick work?
Caroline Ludwick is an investment adviser representative registered through Amj Financial Wealth Management LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Caroline Ludwick a financial advisor?
Yes. Caroline Ludwick has a current investment-adviser registration in Virginia, through AMJ Financial Wealth Management since January 2024.
How many years of experience does Caroline Ludwick have?
Caroline Ludwick has 2 years in the financial industry, since December 2023, across 1 adviser firm.
What exams has Caroline Ludwick passed?
Caroline Ludwick passed the Series 65 in October 2023.
Where is Caroline Ludwick based?
Caroline Ludwick’s registered office is in Leesburg, VA.
Is Caroline Ludwick registered with FINRA?
No. Caroline Ludwick has no current broker registration.
How can I verify Caroline Ludwick’s record?
Search CRD 7798378 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caroline Ludwick’s full registration record.