Carissa Yen has been an investment adviser representative at Brickley Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners. Carissa Yen holds a Bachelor of Arts from the University of California, Santa Cruz.
Brickley Wealth Management is a San Mateo, CA firm with $950M under management, 196 clients and 5 advisers across 6 offices, as of its August 2026 filing.
Carissa Yen is a Financial Advisor at Brickley Wealth Management. She provides advisory and planning support to clients and works with the firm's advisors on financial planning analysis, investment coordination and ongoing client service.
Carissa Yen’s longest registration was 2 years at Summitry, LLC (2023–2026). Before joining Brickley Wealth Management in 2026, Carissa Yen was registered through Summitry, LLC.
- Brickley Wealth ManagementCurrent– present · under a yearSouth San Francisco, CA · Adviser representative · Firm CRD 287487
- Summitry, LLC– · 2 yearsFoster City, CA · Adviser representative · Firm CRD 128586
Professional designations
Listed by Brickley Wealth Management
- Financial Paraplanner Qualified Professional (FPQP®)
Investment adviser representative registrations
Carissa Yen is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2026; the most recent is Texas, in August 2026.
- CaliforniaSince 8 May 2026
- TexasResidentSince 18 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Carissa Nguyen Yen
- CRD
- 7675335
- Firm
- Brickley Wealth Management · CRD 287487
- Office
- South San Francisco, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brickleywealth.com
Where does Carissa Yen work?
Carissa Yen is an investment adviser representative registered through Brickley Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Carissa Yen a financial advisor?
Yes. Carissa Yen has a current investment-adviser registration in California and Texas, through Brickley Wealth Management since May 2026.
How many years of experience does Carissa Yen have?
Carissa Yen has 3 years in the financial industry, since May 2023, across 2 adviser firms.
What exams has Carissa Yen passed?
Carissa Yen passed the Series 65 in March 2023.
Where did Carissa Yen work before Brickley Wealth Management?
Before Brickley Wealth Management, Carissa Yen was registered through Summitry, LLC, March 2023 to March 2026.
Where is Carissa Yen based?
Carissa Yen’s registered office is in South San Francisco, CA.
Is Carissa Yen registered with FINRA?
No. Carissa Yen has no current broker registration.
How can I verify Carissa Yen’s record?
Search CRD 7675335 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carissa Yen’s full registration record.