Caleb Kirby has been an investment adviser representative at Northeast Planning Associates since April 2019, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Caleb Kirby’s longest registration was 7 years at BFC Planning, Inc. (2011–2019). Before joining Northeast Planning Associates in 2019, Caleb Kirby was registered through BFC Planning, Inc. and American Portfolios Advisors, Inc.
- – present · 7 yearsGoffstown, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 7 yearsAdviser representative · Firm CRD 6413
- BFC Planning, Inc.– · 7 yearsManchester, NH · Adviser representative · Firm CRD 119682
- American Portfolios Advisors, Inc– · under a yearHolbrook, NY · Adviser representative · Firm CRD 112697
Investment adviser representative registrations
Caleb Kirby is registered as an investment adviser representative in 2 states. The first approvals date from March 2019; the most recent is Texas, in December 2021.
- New HampshireSince 29 March 2019
- TexasSince 10 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 26 April 2002 |
| Series 7 | General Securities Representative Examination | 20 February 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caleb James Kirby
- CRD
- 4502870
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 558 MAST ROAD, SUITE 2, Goffstown, NH 03045
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Caleb Kirby work?
Caleb Kirby is an investment adviser representative registered through Northeast Planning Associates, Inc. since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is Caleb Kirby a financial advisor?
Yes. Caleb Kirby has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since April 2019.
How many years of experience does Caleb Kirby have?
Caleb Kirby has 24 years in the financial industry, since February 2002, across 4 adviser firms.
What exams has Caleb Kirby passed?
Caleb Kirby has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in February 2002. FINRA credited Caleb Kirby with the SIE, which began in October 2018.
Where did Caleb Kirby work before Northeast Planning Associates?
Before Northeast Planning Associates, Caleb Kirby was registered through BFC Planning, Inc., August 2011 to April 2019; American Portfolios Advisors, Inc, March 2006 to October 2006.
Where is Caleb Kirby based?
Caleb Kirby’s registered office is in Goffstown, NH.
Is Caleb Kirby registered with FINRA?
Yes. Caleb Kirby has a current broker registration, under CRD 4502870.
Source: FINRA BrokerCheck
How can I verify Caleb Kirby’s record?
Search CRD 4502870 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Caleb Kirby’s full registration record.
