Caitlin Harrison has been an investment adviser representative at Northeast Planning Associates since July 2016, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Caitlin Harrison’s longest registration is the current one, 15 years at LPL Financial LLC since 2010.
- – present · 10 yearsBedford, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 15 yearsBedford, NH · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Caitlin Harrison is registered as an investment adviser representative in New Hampshire, since November 2010.
- New HampshireSince 4 November 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 November 2010 |
| Series 7 | General Securities Representative Examination | 22 June 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caitlin Aliza Harrison
- CRD
- 5546662
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 43 Constitution Drive, Bedford, NH 03110
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Caitlin Harrison work?
Caitlin Harrison is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2016, and is not listed among the firm’s executive officers or direct owners.
Is Caitlin Harrison a financial advisor?
Yes. Caitlin Harrison has a current investment-adviser registration in New Hampshire, through Northeast Planning Associates since July 2016.
How many years of experience does Caitlin Harrison have?
Caitlin Harrison has 16 years in the financial industry, since June 2010, across 2 adviser firms.
What exams has Caitlin Harrison passed?
Caitlin Harrison has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2010. FINRA credited Caitlin Harrison with the SIE, which began in October 2018.
Where is Caitlin Harrison based?
Caitlin Harrison’s registered office is in Bedford, NH.
Is Caitlin Harrison registered with FINRA?
Yes. Caitlin Harrison has a current broker registration, under CRD 5546662.
Source: FINRA BrokerCheck
How can I verify Caitlin Harrison’s record?
Search CRD 5546662 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Caitlin Harrison’s full registration record.
