Caeden Goering has been an investment adviser representative at Diamond Client Group since September 2025, and is not listed among the firm’s executive officers or direct owners. Caeden Goering holds a B.S. in Business Administration from Liberty University.
Diamond Client Group, LLC is a The Woodlands, TX firm with $186M under management, 436 clients and 11 advisers across 2 offices, as of its March 2026 filing.
Caeden Goering is a Wealth Management Advisor with Diamond Client Group, LLC, based in the Philadelphia area. He began in finance as a summer intern with a Fortune 100 company, earned an insurance license in 2018 and entered the field full time in 2019. He became a member of Finseca in 2024.
Caeden Goering’s longest registration was 1 year at MML Investors Services, LLC (2024–2025). Before joining Diamond Client Group in 2025, Caeden Goering was registered through MML Investors Services, LLC.
- Diamond Client Group, LLCCurrent– present · 1 yearPerkasie, PA · Adviser representative · Firm CRD 310570
- MML Investors Services, LLC– · 1 yearSouderton, PA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Caeden Goering is registered as an investment adviser representative in Pennsylvania, since September 2025.
- PennsylvaniaSince 29 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 November 2023 |
| Series 7TO | General Securities Representative Examination | 10 October 2023 |
| SIE | Securities Industry Essentials Examination | 15 April 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7809824
- Firm
- Diamond Client Group · CRD 310570
- Office
- Perkasie, PA
- Registration
- Investment adviser registration
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- diamondclientgroup.com
Where does Caeden Goering work?
Caeden Goering is an investment adviser representative registered through Diamond Client Group, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Caeden Goering a financial advisor?
Yes. Caeden Goering has a current investment-adviser registration in Pennsylvania, through Diamond Client Group since September 2025.
How many years of experience does Caeden Goering have?
Caeden Goering has 3 years in the financial industry, since October 2023, across 2 adviser firms.
What exams has Caeden Goering passed?
Caeden Goering has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2022.
Where is Caeden Goering based?
Caeden Goering’s registered office is in Perkasie, PA.
Is Caeden Goering registered with FINRA?
No. Caeden Goering has no current broker registration.
How can I verify Caeden Goering’s record?
Search CRD 7809824 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caeden Goering’s full registration record.
