Niva WealthLet’s talk

Bruce Frankel

Investment adviser representative at Parallel Advisors

Investment adviser representativeDurham, NCSEC record checked 14 October 2026

23
Years in the industry
2
Years at the firm
10
Adviser firms
1
State registrations

IAPD record retrieved 14 October 2026SEC record

Bruce Frankel is an investment adviser representative at Parallel Advisors, LLC, a San Francisco investment adviser managing $10.31B. Bruce Frankel has been registered through Parallel Advisors since 25 April 2024, has 23 years in the industry across 10 firms and has passed the Series 7, Series 66 and SIE.

Role at Parallel Advisors

Registration
Investment adviser representative, through Parallel Advisors, LLC since 25 April 2024
Officer or owner
Bruce Frankel is not listed among Parallel Advisors’ executive officers or direct owners.

The firm

Parallel Advisors, LLC
San Francisco, CA

Form ADV filed 29 June 2026

$10.31B AUM4,240 clients61 advisers38 offices

Career on record

Bruce Frankel has been registered through Parallel Advisors since April 2024, and before that through Mgo Private Wealth, Eckhoff Wealth Management, Yerba Buena Wealth Advisors, Yerba Buena Wealth Advisors, LPL Financial, Esi Financial Advisors, Equity Services, Pro-Integrity Securities and Pro-Integrity Securities.

Firms and exams, newest first
  1. Parallel Advisors, LLCCurrent
    – present · 2 years
    Durham, NC · Adviser representative · Firm CRD 140800
  2. Mgo Private Wealth, LLC
    – · 2 years
    San Rafael, CA · Adviser representative · Firm CRD 283909
  3. Eckhoff Wealth Management, LLC
    – · 6 years
    San Rafael, CA · Adviser representative · Firm CRD 288120
  4. Passed SIE · 2016
  5. Yerba Buena Wealth Advisors, LLC
    – · 2 years
    San Rafael, CA · Adviser representative · Firm CRD 226726
  6. Yerba Buena Wealth Advisors LLC
    – · 3 years
    San Rafael, CA · Adviser representative · Firm CRD 167703
  7. LPL Financial LLC
    – · 12 years
    San Rafael, CA · Adviser representative · Firm CRD 6413
  8. Esi Financial Advisors
    – · 1 year
    San Francisco, CA · Adviser representative · Firm CRD 265
  9. Equity Services, Inc.
    – · 1 year
    Montpelier, VT · Adviser representative and broker · Firm CRD 265
  10. Pro-Integrity Securities, Inc.
    – · under a year
    San Francisco, CA · Adviser representative · Firm CRD 44707
  11. Passed Series 7 and Series 66 · 2003
  12. Pro-Integrity Securities, Inc.
    – · under a year
    Longview, TX · Adviser representative and broker · Firm CRD 44707

Registrations and exams

Bruce Frankel is registered as an investment adviser representative in North Carolina and has passed 3 qualifying exams.

North Carolina19 December 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6620 October 2003
Name
Uniform Combined State Law Examination
SIE21 November 2016
Name
Securities Industry Essentials Examination
Series 72 September 2003
Name
General Securities Representative Examination

Adviser record

Full name
Bruce Allan Frankel
CRD
4700928
Firm
Parallel Advisors, LLC
Registered in
North Carolina
Office
2530 Meridian Parkway, Suite 4307, Durham, NC 27713

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Bruce Frankel work?

Bruce Frankel is an investment adviser representative registered through Parallel Advisors, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 14 October 2026

Is Bruce Frankel a financial advisor?

Yes. Bruce Frankel is registered as an investment adviser representative in North Carolina, through Parallel Advisors since April 2024, as of 14 October 2026.

Source: IAPD individual record, checked 14 October 2026

How many years of experience does Bruce Frankel have?

Bruce Frankel has worked in the financial industry for 23 years as of 14 October 2026, counted from 21 September 2003, across 10 adviser firms.

Source: IAPD individual record, checked 14 October 2026

What exams has Bruce Frankel passed?

Bruce Frankel has passed 3 licensing exams: the Series 7, Series 66 and SIE. The earliest, the Series 7, was passed in September 2003.

Source: IAPD individual record, checked 14 October 2026

Where did Bruce Frankel work before Parallel Advisors?

Before Parallel Advisors, Bruce Frankel was registered through Mgo Private Wealth, LLC, April 2022 to July 2024; Eckhoff Wealth Management, LLC, May 2017 to March 2023; Yerba Buena Wealth Advisors, LLC, October 2015 to April 2017; Yerba Buena Wealth Advisors LLC, September 2013 to October 2016; LPL Financial LLC, January 2005 to September 2016; Esi Financial Advisors, March 2004 to January 2005; Equity Services, Inc., December 2003 to January 2005; Pro-Integrity Securities, Inc., October 2003 to November 2003; Pro-Integrity Securities, Inc., September 2003 to November 2003.

Source: IAPD individual record, checked 14 October 2026

Where is Bruce Frankel based?

Bruce Frankel’s registered office is in Durham, NC.

Source: IAPD individual record, checked 14 October 2026

Leadership at Parallel Advisors

Sources

  1. IAPD individual record, CRD 4700928. Employment history, registrations and examinations.
  2. Form ADV Part 1A, Schedules A and B of Parallel Advisors, LLC, filed 29 June 2026. Executive officers and direct owners; this person is not among them.

Retrieved 14 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Bruce Frankel or Parallel Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.