Brooke Davis has been an investment adviser representative at Guardian Wealth Partners since July 2024, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Brooke Davis’ longest registration is the current one, 2 years at Park Avenue Securities LLC since 2024.
- – present · 2 yearsThe Woodlands, TX · Adviser representative · Firm CRD 310203
- Park Avenue Securities LLCAlso current– present · 2 yearsNew York, NY · Adviser representative and broker · Firm CRD 46173
Investment adviser representative registrations
Brooke Davis is registered as an investment adviser representative in 2 states. The first approvals date from July 2024; the most recent is New Mexico, in June 2026.
- New MexicoSince 9 June 2026
- TexasSince 19 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 June 2024 |
| Series 7TO | General Securities Representative Examination | 10 February 2024 |
| SIE | Securities Industry Essentials Examination | 18 December 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Brooke Hiett Davis
- CRD
- 7828662
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 1095 EVERGREEN CIRCLE, SUITE 205, The Woodlands, TX 77380
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brooke Davis work?
Brooke Davis is an investment adviser representative registered through Guardian Wealth Partners, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brooke Davis a financial advisor?
Yes. Brooke Davis has a current investment-adviser registration in New Mexico and Texas, through Guardian Wealth Partners since July 2024.
How many years of experience does Brooke Davis have?
Brooke Davis has 2 years in the financial industry, since February 2024, across 2 adviser firms.
What exams has Brooke Davis passed?
Brooke Davis has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2023.
Where is Brooke Davis based?
Brooke Davis’ registered office is in The Woodlands, TX.
Is Brooke Davis registered with FINRA?
Yes. Brooke Davis has a current broker registration, under CRD 7828662.
Source: FINRA BrokerCheck
How can I verify Brooke Davis’ record?
Search CRD 7828662 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brooke Davis’ full registration record.
- Marianne Grace CaswellPresident and Elected Member
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Allen Warren BoggsHead of Product & Supervision
- Nancy DeRussoElected Member
- Joshua Neil HerganGeneral Counsel
- Michael John RynikerHead of Operations