Brody Bernicke has been an investment adviser representative at Bernicke Wealth Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Bernicke Wealth Management, LTD. is an Altoona, WI firm with $887M under management, 868 clients and 6 advisers across 4 offices, as of its May 2026 filing.
- Bernicke Wealth ManagementCurrent– present · under a yearAltoona, WI · Adviser representative · Firm CRD 335431
Investment adviser representative registrations
Brody Bernicke is registered as an investment adviser representative in Wisconsin, since May 2026.
- WisconsinSince 20 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 February 2026 |
| Series 7TO | General Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | 1 August 2025 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7515411
- Firm
- Bernicke Wealth Management · CRD 335431
- Office
- 1565 BLUESTEM BLVD., Altoona, WI 54720
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brody Bernicke work?
Brody Bernicke is an investment adviser representative registered through Bernicke Wealth Management, LTD. since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brody Bernicke a financial advisor?
Yes. Brody Bernicke has a current investment-adviser registration in Wisconsin, through Bernicke Wealth Management since May 2026.
How many years of experience does Brody Bernicke have?
Brody Bernicke has 1 year in the financial industry, since September 2025, across 1 adviser firm.
What exams has Brody Bernicke passed?
Brody Bernicke has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2025.
Where is Brody Bernicke based?
Brody Bernicke’s registered office is in Altoona, WI.
Is Brody Bernicke registered with FINRA?
Yes. Brody Bernicke has a current broker registration, under CRD 7515411.
Source: FINRA BrokerCheck
How can I verify Brody Bernicke’s record?
Search CRD 7515411 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brody Bernicke’s full registration record.
