Brock Payne has been an investment adviser representative at Driven Investments since April 2026, and is not listed among the firm’s executive officers or direct owners.
Driven Investments LLC is a firm with $239M under management, 1,192 clients and 8 advisers in one office, as of its March 2026 filing.
Brock Payne’s longest registration was 1 year at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2025–2026). Before joining Driven Investments in 2026, Brock Payne was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Driven Investments LLCCurrent– present · under a yearLehi, UT · Adviser representative · Firm CRD 310095
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearSpanish Fork, UT · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Brock Payne is registered as an investment adviser representative in Utah, since April 2026.
- UtahSince 2 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 January 2025 |
| Series 7TO | General Securities Representative Examination | 30 December 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 28 October 2023 |
| SIE | Securities Industry Essentials Examination | 7 October 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Brock A Payne
- CRD
- 7636025
- Firm
- Driven Investments · CRD 310095
- Office
- Lehi, UT
- Registration
- Investment adviser registration
- In the industry since
- December 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Brock Payne work?
Brock Payne is an investment adviser representative registered through Driven Investments LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brock Payne a financial advisor?
Yes. Brock Payne has a current investment-adviser registration in Utah, through Driven Investments since April 2026.
How many years of experience does Brock Payne have?
Brock Payne has 2 years in the financial industry, since December 2023, across 2 adviser firms.
What exams has Brock Payne passed?
Brock Payne has passed 5 licensing exams: the SIE, Series 6TO, Series 63, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2023.
Where did Brock Payne work before Driven Investments?
Before Driven Investments, Brock Payne was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2025 to March 2026.
Where is Brock Payne based?
Brock Payne’s registered office is in Lehi, UT.
Is Brock Payne registered with FINRA?
No. Brock Payne has no current broker registration.
How can I verify Brock Payne’s record?
Search CRD 7636025 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brock Payne’s full registration record.