Aaron Pugh has been Chief Investment Officer, Partner of Driven Investments since June 2020, is a control person of the firm and directly owns under 5% of it.
Driven Investments LLC is a firm with $239M under management, 1,192 clients and 8 advisers in one office, as of its March 2026 filing.
Aaron Pugh’s longest registration is the current one, 6 years at Driven Investments since 2020. Before joining Driven Investments in 2020, Aaron Pugh was registered through Interactive Financial Advisors and Strategic Advisers, Inc.
- Driven Investments LLCCurrent– present · 6 yearsLehi, UT · Adviser representative · Firm CRD 310095
- Interactive Financial Advisors– · 6 yearsSalt Lake City, UT · Adviser representative · Firm CRD 125117
- Strategic Advisers, Inc.– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Aaron Pugh is registered as an investment adviser representative in Utah, since September 2020.
- UtahSince 22 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 2012 |
| Series 7 | General Securities Representative Examination | 15 December 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Daniel Pugh
- CRD
- 6124844
- Firm
- Driven Investments · CRD 310095
- Role
- Chief Investment Officer, Partner
- Office
- Lehi, UT
- Registration
- Investment adviser registration
- In the industry since
- February 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Aaron Pugh work?
Aaron Pugh has been Chief Investment Officer, Partner of Driven Investments LLC since June 2020, and is a control person of the firm.
Is Aaron Pugh a financial advisor?
Yes. Aaron Pugh has a current investment-adviser registration in Utah, through Driven Investments since August 2020.
How many years of experience does Aaron Pugh have?
Aaron Pugh has 13 years in the financial industry, since February 2013, across 3 adviser firms.
What exams has Aaron Pugh passed?
Aaron Pugh has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 2012. FINRA credited Aaron Pugh with the SIE, which began in October 2018.
Where did Aaron Pugh work before Driven Investments?
Before Driven Investments, Aaron Pugh was registered through Strategic Advisers, Inc., October 2013 to April 2014.
Where is Aaron Pugh based?
Aaron Pugh’s registered office is in Lehi, UT.
Is Aaron Pugh registered with FINRA?
No. Aaron Pugh has no current broker registration.
How can I verify Aaron Pugh’s record?
Search CRD 6124844 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Pugh’s full registration record.