Broc Stradley has been an investment adviser representative at WestPoint Wealth Management since November 2020, and is not listed among the firm’s executive officers or direct owners.
Westpoint Wealth Management, LLC is a Berea, OH firm with $106M under management, 582 clients and 9 advisers across 4 offices, as of its July 2026 filing.
Broc Stradley’s longest registration is the current one, 5 years at WestPoint Wealth Management since 2020. Before joining WestPoint Wealth Management in 2020, Broc Stradley was registered through SPC and MML Investors Services, LLC.
- – present · 5 yearsBerea, OH · Adviser representative · Firm CRD 310883
- SPC– · 1 yearUtica, OH · Adviser representative · Firm CRD 110692
- MML Investors Services, LLC– · under a yearCincinnati, OH · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Broc Stradley is registered as an investment adviser representative in Ohio, since November 2020.
- OhioSince 27 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 17 October 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 September 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Broc Jacob Stradley
- CRD
- 6648047
- Firm
- WestPoint Wealth Management · CRD 310883
- Office
- 56 FRONT ST, Berea, OH 44017
- Registration
- Investment adviser registration
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Broc Stradley work?
Broc Stradley is an investment adviser representative registered through Westpoint Wealth Management, LLC since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Broc Stradley a financial advisor?
Yes. Broc Stradley has a current investment-adviser registration in Ohio, through WestPoint Wealth Management since November 2020.
How many years of experience does Broc Stradley have?
Broc Stradley has 7 years in the financial industry, since October 2018, across 3 adviser firms.
What exams has Broc Stradley passed?
Broc Stradley has passed 3 licensing exams: the Series 6, Series 6TO and Series 65. The earliest, the Series 6, was passed in September 2018. FINRA credited Broc Stradley with the SIE, which began in October 2018.
Where did Broc Stradley work before WestPoint Wealth Management?
Before WestPoint Wealth Management, Broc Stradley was registered through MML Investors Services, LLC, October 2018 to May 2019.
Where is Broc Stradley based?
Broc Stradley’s registered office is in Berea, OH.
Is Broc Stradley registered with FINRA?
No. Broc Stradley has no current broker registration.
How can I verify Broc Stradley’s record?
Search CRD 6648047 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Broc Stradley’s full registration record.