David Herwerden has been Member/CCO of WestPoint Wealth Management since April 2024, is a control person of the firm and directly owns 75% or more of it.
Westpoint Wealth Management, LLC is a Berea, OH firm with $106M under management, 582 clients and 9 advisers across 4 offices, as of its July 2026 filing.
David Herwerden’s longest registration is the current one, 6 years at WestPoint Wealth Management since 2020. Before joining WestPoint Wealth Management in 2020, David Herwerden was registered through Amfg Wealth Management LLC and Cetera Advisor Networks LLC.
- Gross Investments LLC– · 1 yearMedina, OH · Adviser representative · Firm CRD 310119
- – present · 6 yearsBerea, OH · Adviser representative · Firm CRD 310883
- Amfg Wealth Management LLC– · under a yearBerea, OH · Adviser representative · Firm CRD 292160
- Cetera Advisor Networks LLC– · 2 yearsBerea, OH · Adviser representative · Firm CRD 13572
- Ameritas Investment Corp– · under a yearStrongsville, OH · Adviser representative · Firm CRD 14869
Investment adviser representative registrations
David Herwerden is registered as an investment adviser representative in Ohio, since October 2020.
- OhioSince 14 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 1 March 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 June 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 June 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Earl Herwerden
- CRD
- 4924551
- Firm
- WestPoint Wealth Management · CRD 310883
- Role
- Member/CCO
- Office
- 56 FRONT ST, Berea, OH 44017
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does David Herwerden work?
David Herwerden has been Member/CCO of Westpoint Wealth Management, LLC since April 2024, and is a control person of the firm.
Is David Herwerden a financial advisor?
Yes. David Herwerden has a current investment-adviser registration in Ohio, through WestPoint Wealth Management since October 2020.
How many years of experience does David Herwerden have?
David Herwerden has 13 years in the financial industry, since April 2013, across 5 adviser firms.
What exams has David Herwerden passed?
David Herwerden has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 2005. FINRA credited David Herwerden with the SIE, which began in October 2018.
Where did David Herwerden work before WestPoint Wealth Management?
Before WestPoint Wealth Management, David Herwerden was registered through Amfg Wealth Management LLC, September 2019 to August 2020; Cetera Advisor Networks LLC, February 2017 to October 2019; Ameritas Investment Corp, March 2016 to February 2017.
Where is David Herwerden based?
David Herwerden’s registered office is in Berea, OH.
Is David Herwerden registered with FINRA?
No. David Herwerden has no current broker registration.
How can I verify David Herwerden’s record?
Search CRD 4924551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Herwerden’s full registration record.