Brittany Loeffelholz has been an investment adviser representative at Richmond Investment Services since August 2025, and is not listed among the firm’s executive officers or direct owners.
Richmond Investment Services LLC is a Mequon, WI firm with $453M under management, 890 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Brittany Loeffelholz’s longest registration was 6 years at Global Portfolio Strategies, Inc. (2010–2017). Before joining Richmond Investment Services in 2025, Brittany Loeffelholz was registered through LPL Financial LLC and Global Portfolio Strategies, Inc.
- – present · 1 yearDubuque, IA · Adviser representative · Firm CRD 327451
- LPL Financial LLC– · 6 yearsDubuque, IA · Adviser representative · Firm CRD 6413
- Global Portfolio Strategies, Inc.– · 6 yearsDubuque, IA · Adviser representative · Firm CRD 105812
Investment adviser representative registrations
Brittany Loeffelholz is registered as an investment adviser representative in Iowa, since August 2025.
- IowaSince 29 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 15 April 2010 |
| Series 7 | General Securities Representative Examination | 25 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 January 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brittany L Loeffelholz
- CRD
- 5617784
- Firm
- Richmond Investment Services · CRD 327451
- Office
- 470 W 4th Street, Dubuque, IA 52001
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brittany Loeffelholz work?
Brittany Loeffelholz is an investment adviser representative registered through Richmond Investment Services LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brittany Loeffelholz a financial advisor?
Yes. Brittany Loeffelholz has a current investment-adviser registration in Iowa, through Richmond Investment Services since August 2025.
How many years of experience does Brittany Loeffelholz have?
Brittany Loeffelholz has 16 years in the financial industry, since June 2010, across 3 adviser firms.
What exams has Brittany Loeffelholz passed?
Brittany Loeffelholz has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in December 2008. FINRA credited Brittany Loeffelholz with the SIE, which began in October 2018.
Where did Brittany Loeffelholz work before Richmond Investment Services?
Before Richmond Investment Services, Brittany Loeffelholz was registered through LPL Financial LLC, May 2018 to March 2025; Global Portfolio Strategies, Inc., April 2010 to March 2017.
Where is Brittany Loeffelholz based?
Brittany Loeffelholz’s registered office is in Dubuque, IA.
Is Brittany Loeffelholz registered with FINRA?
Yes. Brittany Loeffelholz has a current broker registration, under CRD 5617784.
Source: FINRA BrokerCheck
How can I verify Brittany Loeffelholz’s record?
Search CRD 5617784 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brittany Loeffelholz’s full registration record.