Brian Ullsperger has been Managing Director - McLean Ics of Andersen Tax since March 2010, is not listed as a control person, but directly owns under 5% of the firm. Brian Ullsperger holds a BS in Accounting from Frostburg State University.
Andersen Tax LLC is a McLean, VA firm with $6.35B under management, 612 clients and 50 advisers across 7 offices, as of its March 2026 filing.
Brian Ullsperger is Managing Director of Andersen, based in Washington D.C. He provides investment consulting and wealth management services to high-net-worth individuals, families, foundations, and endowments. He rejoined Andersen in early 2010. Before that he was a founding partner of Capital Fiduciary Advisors, and earlier he was at Charles Schwab.
Brian Ullsperger’s longest registration is the current one, 15 years at Andersen Tax since 2011. Before joining Andersen Tax in 2011, Brian Ullsperger was registered through Capital Fiduciary Advisors, Inc. and Usf Advisors, LLC.
- Capital Fiduciary Advisors, Inc.– · 2 yearsLeesburg, VA · Adviser representative · Firm CRD 144714
- Usf Advisors, LLC– · under a yearHouston, TX · Adviser representative · Firm CRD 130569
- Charles Schwab & Co., Inc.– · 7 yearsVA · Adviser representative · Firm CRD 5393
Professional designations
Listed by Andersen Tax
- Certified Investment Management Analyst (CIMA)
- Accredited Investment Fiduciary (AIF)
- Accredited Asset Management Specialist (AAMS)
- Chartered Mutual Fund Counselor (CMFC)
Investment adviser representative registrations
Brian Ullsperger is registered as an investment adviser representative in 3 states. The first approvals date from August 2011; the most recent is District of Columbia, in June 2020.
- CaliforniaSince 10 September 2019
- District of ColumbiaSince 23 June 2020
- VirginiaSince 2 August 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 31 May 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 31 May 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 1995 |
| Series 7 | General Securities Representative Examination | 6 January 1995 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Steven Ullsperger
- CRD
- 2255540
- Firm
- Andersen Tax · CRD 124205
- Role
- Managing Director - McLean Ics
- Office
- 1861 International Drive, SUITE 501, McLean, VA 22102
- Registration
- Investment adviser registration
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- andersen.com
Where does Brian Ullsperger work?
Brian Ullsperger has been Managing Director - McLean Ics of Andersen Tax LLC since March 2010.
Is Brian Ullsperger a financial advisor?
Yes. Brian Ullsperger has a current investment-adviser registration in California, District of Columbia and Virginia, through Andersen Tax since August 2011.
How many years of experience does Brian Ullsperger have?
Brian Ullsperger has 26 years in the financial industry, since March 2000, across 4 adviser firms.
What exams has Brian Ullsperger passed?
Brian Ullsperger has passed 4 licensing exams: the Series 7, Series 63, Series 10 and Series 9. The earliest, the Series 7, was passed in January 1995.
Where did Brian Ullsperger work before Andersen Tax?
Before Andersen Tax, Brian Ullsperger was registered through Capital Fiduciary Advisors, Inc., August 2007 to July 2010; Usf Advisors, LLC, October 2006 to October 2007; Charles Schwab & Co., Inc., July 1997 to March 2005.
Where is Brian Ullsperger based?
Brian Ullsperger’s registered office is in McLean, VA.
Is Brian Ullsperger registered with FINRA?
No. Brian Ullsperger has no current broker registration.
How can I verify Brian Ullsperger’s record?
Search CRD 2255540 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Ullsperger’s full registration record.
Mark VorsatzChief Executive Officer/Managing Director/Chairman of Board
Neal LivingstonManaging Director/Chief Financial Officer- Morgan ChongChief Compliance Officer
Frank CassidyManaging Director/Board Member
Peter CosciaManaging Director/Board
Peter CroccoManaging Director/Board Member
William DeckelmanManaging Director/Chief Legal Officer
Daniel DepaoliCountry Managing Director
Mary DuffyManaging Director/Board Member
Matthew JufferManaging Director - Des Moines Ics
Joseph KarczewskiManaging Director/Board Member
Andrew KyriacouManaging Director - Boston Ics
Adam LevyManaging Director - New York Ics
Jeff MaloManaging Director, Board Member
Adam SteinbergerManaging Director/Board Member
Chad ThielManaging Director/Board Member