Adam Levy has been Managing Director - New York Ics of Andersen Tax since January 2015, is not listed as a control person, but directly owns under 5% of the firm. Adam Levy holds a BS in Finance & DIS from the University of Florida.
Andersen Tax LLC is a McLean, VA firm with $6.35B under management, 612 clients and 50 advisers across 7 offices, as of its March 2026 filing.
Adam Levy is Managing Director of Andersen, based in New York and West Palm Beach. He is Client Group Lead for Investment Consulting Services and provides investment consulting and wealth management services to family offices, high-net-worth individuals, and corporate executives. He has over 20 years of experience.
Adam Levy’s longest registration is the current one, 6 years at Andersen Tax since 2019. Before joining Andersen Tax in 2019, Adam Levy was registered through Alliance Capital Management L P and Ernst & Young Investment Advisers LLP.
- Alliance Capital Management L P– · under a yearNew York, NY · Adviser representative · Firm CRD 108477
- Ernst & Young Investment Advisers LLP– · under a yearNew York, NY · Adviser representative · Firm CRD 110921
Professional designations
Listed by Andersen Tax
- CFA Charterholder
- Certified Financial Planner
Investment adviser representative registrations
Adam Levy is registered as an investment adviser representative in 2 states. The first approvals date from November 2019; the most recent is New York, in July 2024.
- FloridaSince 14 November 2019
- New YorkSince 18 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 2005 |
| Series 7 | General Securities Representative Examination | 2 September 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 September 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Adam Scott Levy
- CRD
- 3069030
- Firm
- Andersen Tax · CRD 124205
- Role
- Managing Director - New York Ics
- Office
- One North Clematis Street, Suite 110, West Palm Beach, FL 33401
- Registration
- Investment adviser registration
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- andersen.com
Where does Adam Levy work?
Adam Levy has been Managing Director - New York Ics of Andersen Tax LLC since January 2015.
Is Adam Levy a financial advisor?
Yes. Adam Levy has a current investment-adviser registration in Florida and New York, through Andersen Tax since November 2019.
How many years of experience does Adam Levy have?
Adam Levy has 8 years in the financial industry, since October 2018, across 3 adviser firms.
What exams has Adam Levy passed?
Adam Levy has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in September 2002.
Where did Adam Levy work before Andersen Tax?
Before Andersen Tax, Adam Levy was registered through Alliance Capital Management L P, October 2005 to February 2006; Ernst & Young Investment Advisers LLP, September 2004 to June 2005.
Where is Adam Levy based?
Adam Levy’s registered office is in West Palm Beach, FL.
Is Adam Levy registered with FINRA?
No. Adam Levy has no current broker registration.
Is Adam Levy a CFP?
Andersen Tax lists Adam Levy with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Is Adam Levy a CFA charterholder?
Andersen Tax lists Adam Levy with the CFA credential (“CFA Charterholder”) on its website. CFA Institute confirms certification status.
How can I verify Adam Levy’s record?
Search CRD 3069030 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Levy’s full registration record.
Mark VorsatzChief Executive Officer/Managing Director/Chairman of Board
Neal LivingstonManaging Director/Chief Financial Officer- Morgan ChongChief Compliance Officer
Frank CassidyManaging Director/Board Member
Peter CosciaManaging Director/Board
Peter CroccoManaging Director/Board Member
William DeckelmanManaging Director/Chief Legal Officer
Daniel DepaoliCountry Managing Director
Mary DuffyManaging Director/Board Member
Matthew JufferManaging Director - Des Moines Ics
Joseph KarczewskiManaging Director/Board Member
Andrew KyriacouManaging Director - Boston Ics
Jeff MaloManaging Director, Board Member
Adam SteinbergerManaging Director/Board Member
Chad ThielManaging Director/Board Member
Brian UllspergerManaging Director - McLean Ics