Brian Slagle has been an investment adviser representative at Lombard Advisers since November 2018, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
- – present · 7 yearsAnnapolis, MD · Adviser representative · Firm CRD 108231
Investment adviser representative registrations
Brian Slagle is registered as an investment adviser representative in Maryland, since November 2018.
- MarylandSince 6 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 2016 |
| Series 7 | General Securities Representative Examination | 22 June 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Lee Slagle
- CRD
- 2895570
- Firm
- Lombard Advisers · CRD 108231
- Office
- Annapolis, MD
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Slagle work?
Brian Slagle is an investment adviser representative registered through Lombard Advisers Incorporated since November 2018, and is not listed among the firm’s executive officers or direct owners.
Is Brian Slagle a financial advisor?
Yes. Brian Slagle has a current investment-adviser registration in Maryland, through Lombard Advisers since November 2018.
How many years of experience does Brian Slagle have?
Brian Slagle has 12 years in the financial industry, since July 2014, across 1 adviser firm.
What exams has Brian Slagle passed?
Brian Slagle has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2016. FINRA credited Brian Slagle with the SIE, which began in October 2018.
Where is Brian Slagle based?
Brian Slagle’s registered office is in Annapolis, MD.
Is Brian Slagle registered with FINRA?
Yes. Brian Slagle has a current broker registration, under CRD 2895570.
Source: FINRA BrokerCheck
How can I verify Brian Slagle’s record?
Search CRD 2895570 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Slagle’s full registration record.