Brian Ruttenbur has been an investment adviser representative at SageGuard Financial Group since September 2026, and is not listed among the firm’s executive officers or direct owners. Brian Ruttenbur holds a Master's in business from the University of Montana. Brian Ruttenbur studied at the University of Tennessee.
Sageguard Financial Group, LLC is a Goodlettsville, TN firm with $756M under management, 2,469 clients and 14 advisers across 4 offices, as of its July 2026 filing.
Brian Ruttenbur is Financial Advisor of SageGuard Financial Group, based in Goodlettsville, Tennessee. He joined the team in 2026 after more than three decades of Wall Street and corporate experience. His career has included leadership roles in equity research, investment banking, investor relations, business development, and corporate strategy, and he served as an officer in the United States Air Force.
- – present · under a yearGoodlettsville, TN · Adviser representative · Firm CRD 160266
Investment adviser representative registrations
Brian Ruttenbur is registered as an investment adviser representative in Tennessee, since September 2026.
- TennesseeSince 21 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2026 |
| Series 79TO | Investment Banking Registered Representative Examination | 5 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 21 December 2004 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 7 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 January 2001 |
| Series 7 | General Securities Representative Examination | 28 April 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian William Ruttenbur
- CRD
- 2374804
- Firm
- SageGuard Financial Group · CRD 160266
- Office
- 3066 BUSINESS PARK CIRCLE, Goodlettsville, TN 37072
- Registration
- Investment adviser registration
- In the industry since
- September 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sageguardfinancial.com
Where does Brian Ruttenbur work?
Brian Ruttenbur is an investment adviser representative registered through Sageguard Financial Group, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brian Ruttenbur a financial advisor?
Yes. Brian Ruttenbur has a current investment-adviser registration in Tennessee, through SageGuard Financial Group since September 2026.
How many years of experience does Brian Ruttenbur have?
Brian Ruttenbur has 26 years in the financial industry, since September 2000, across 1 adviser firm.
What exams has Brian Ruttenbur passed?
Brian Ruttenbur has passed 6 licensing exams: the Series 7, Series 63, Series 86, Series 87, Series 79TO and Series 65. The earliest, the Series 7, was passed in April 1997. FINRA credited Brian Ruttenbur with the SIE, which began in October 2018.
Where is Brian Ruttenbur based?
Brian Ruttenbur’s registered office is in Goodlettsville, TN.
Is Brian Ruttenbur registered with FINRA?
No. Brian Ruttenbur has no current broker registration.
How can I verify Brian Ruttenbur’s record?
Search CRD 2374804 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Ruttenbur’s full registration record.
