Brian Keller has been an investment adviser representative at SWMG since May 2026, and is not listed among the firm’s executive officers or direct owners.
SWMG, LLC is a Fort Worth, TX firm with $430M under management, 429 clients and 5 advisers in one office, as of its August 2026 filing.
Brian Keller’s longest registration was 12 years at Edward Jones (2009–2021). Before joining SWMG in 2026, Brian Keller was registered through Edward Jones.
- Edward Jones– · 12 yearsPowder Springs, GA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Brian Keller is registered as an investment adviser representative in 2 states. The first approvals date from May 2026; the most recent is California, in July 2026.
- CaliforniaSince 7 July 2026
- TexasSince 26 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 January 2009 |
| Series 7 | General Securities Representative Examination | 29 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Michael Keller
- CRD
- 5619480
- Firm
- SWMG · CRD 166688
- Office
- 3343 LOCKE AVE, STE 107, Fort Worth, TX 76107
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Keller work?
Brian Keller is an investment adviser representative registered through SWMG, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Brian Keller a financial advisor?
Yes. Brian Keller has a current investment-adviser registration in California and Texas, through SWMG since May 2026.
How many years of experience does Brian Keller have?
Brian Keller has 12 years in the financial industry, since April 2014, across 2 adviser firms.
What exams has Brian Keller passed?
Brian Keller has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2008. FINRA credited Brian Keller with the SIE, which began in October 2018.
Where did Brian Keller work before SWMG?
Before SWMG, Brian Keller was registered through Edward Jones, February 2009 to February 2021.
Where is Brian Keller based?
Brian Keller’s registered office is in Fort Worth, TX.
Is Brian Keller registered with FINRA?
No. Brian Keller has no current broker registration.
How can I verify Brian Keller’s record?
Search CRD 5619480 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Keller’s full registration record.
