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Brian Hughes, portrait

Brian Hughes

Investment adviser representative at RCW Management in Jacksonville, FL

Investment adviser registrationUpdated

Brian Hughes is an investment adviser representative at RCW Management, LLC, an investment adviser managing $180M, and works from its Jacksonville, FL office. Brian Hughes has been registered through RCW Management since 2 July 2021, has 19 years in the industry across 4 firms and has passed the Series 7 and Series 66.

19
Years in industry
5
Years at firm
4
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Brian Hughes has been an investment adviser representative at RCW Management since July 2021, and is not listed among the firm’s executive officers or direct owners. Brian Hughes holds a Bachelor's degree in Business Administration from the University of Florida and an MBA from Jacksonville University.

RCW Management, LLC is a Jacksonville, FL firm with $180M under management, 128 clients and 2 advisers in one office, as of its July 2026 filing.

Brian Hughes is Advisor of River City Wealth Management, based in Jacksonville, FL. He has served in the financial planning field in Jacksonville since 2006, when he started with Merrill Lynch, and joined Madden Advisory Services, Inc. in 2014. In 2019, he joined River City Wealth Management.

Brian Hughes’ longest registration was 7 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2006–2014). Before joining RCW Management in 2021, Brian Hughes was registered through Advisory Services Network and Madden Advisory Services, Inc.

  1. – present · 5 years
    Jacksonville, FL · Adviser representative · Firm CRD 314312
  2. Advisory Services Network
    – · 2 years
    Jacksonville, FL · Adviser representative · Firm CRD 146051
  3. Madden Advisory Services, Inc.
    – · 5 years
    Jacksonville, FL · Adviser representative · Firm CRD 112607
  4. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 7 years
    Jacksonville, FL · Adviser representative · Firm CRD 7691

Credentials and registrations

Professional designations

Listed by RCW Management

  • CFA
  • CFP

Investment adviser representative registrations

Brian Hughes is registered as an investment adviser representative in Florida, since July 2021.

  • FloridaSince 2 July 2021

Examinations

Series 6617 November 2006
Name
Uniform Combined State Law Examination
Series 71 September 2006
Name
General Securities Representative Examination

Key facts

Full name
Brian M Hughes
CRD
5147759
Firm
RCW Management · CRD 314312
Office
10175 FORTUNE PKWY, UNIT 603, Jacksonville, FL 32256
Registration
Investment adviser registration
In the industry since
December 2006
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Brian Hughes work?

Brian Hughes is an investment adviser representative registered through RCW Management, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Brian Hughes a financial advisor?

Yes. Brian Hughes has a current investment-adviser registration in Florida, through RCW Management since July 2021.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Brian Hughes have?

Brian Hughes has 19 years in the financial industry, since December 2006, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Brian Hughes passed?

Brian Hughes has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2006.

Source: IAPD individual record, checked 22 October 2026

Where did Brian Hughes work before RCW Management?

Before RCW Management, Brian Hughes was registered through Advisory Services Network, June 2019 to July 2021; Madden Advisory Services, Inc., March 2014 to June 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2006 to March 2014.

Source: IAPD individual record, checked 22 October 2026

Where is Brian Hughes based?

Brian Hughes’ registered office is in Jacksonville, FL.

Source: IAPD individual record, checked 22 October 2026

Is Brian Hughes registered with FINRA?

No. Brian Hughes has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Brian Hughes a CFP?

RCW Management lists Brian Hughes with the CFP credential (“CFP”) on its website. CFP Board confirms certification status.

Source: Brian Hughes biography, rivercitywealth.com

Is Brian Hughes a CFA charterholder?

RCW Management lists Brian Hughes with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.

Source: Brian Hughes biography, rivercitywealth.com

How can I verify Brian Hughes’ record?

Search CRD 5147759 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Hughes’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at RCW Management

Sources

  1. IAPD individual record, CRD 5147759, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RCW Management, LLC, filed 1 July 2026. Executive officers and direct owners; this person is not among them.
  3. RCW Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.