Role at Signature Estate & Investment Advisors
- Title on Schedule A
- CEO
- Control
- Brian Holmes is a control person of Signature Estate & Investment Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Brian Holmes has held the filed role since August 1996.
The firm
Form ADV filed 14 September 2026
Career on record
Brian Holmes has been registered through Signature Estate & Investment Advisors since May 1997.
- Passed SIE · 2018
- Signature Intelligent Portfolios, LLC– · 10 yearsLos Angeles, CA · Adviser representative · Firm CRD 281391
- Signature Investment Advisors, LLCCurrent– present · 14 yearsLos Angeles, CA · Adviser representative · Firm CRD 160715
- Passed Series 51 · 2003
- Passed Series 24 · 1999
- Passed Series 65 · 1998
- Passed Series 63 · 1996
- Passed Series 7 · 1995
- Passed Series 22 · 1985
- Passed Series 6 · 1984
Registrations and exams
Brian Holmes has a current investment-adviser registration in California, Colorado, Nevada, New York, Texas and Washington and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 12 May 1997 |
| Colorado | Investment adviser representative | Approved | 7 April 2021 |
| Nevada | Investment adviser representative | Approved | 20 April 2021 |
| New York | Investment adviser representative | Approved | 7 April 2021 |
| Texas | Investment adviser representative | Approved | 5 January 2004 |
| Washington | Investment adviser representative | Approved | 7 April 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 October 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1996 |
| Series 51 | Municipal Fund Securities Principal Examination | 31 March 2003 |
| Series 24 | General Securities Principal Examination | 11 January 1999 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 18 September 1995 |
| Series 22 | Direct Participation Programs Representative Examination | 5 August 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 July 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Brian David Holmes
- CRD
- 1263061
- Registration status
- Investment adviser and broker registrations
- Office
- 2121 AVENUE OF THE STARS, SUITE 1600, Los Angeles, CA 90067
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Brian Holmes work?
Brian Holmes has been CEO of Signature Estate & Investment Advisors LLC since August 1996, and is a control person of the firm.
Is Brian Holmes a financial advisor?
Yes. Brian Holmes has a current investment-adviser registration in California, Colorado, Nevada, New York, Texas and Washington, through Signature Estate & Investment Advisors since May 1997, as of 17 October 2026.
How many years of experience does Brian Holmes have?
Brian Holmes has worked in the financial industry for 42 years as of 17 October 2026, counted from 17 July 1984, across 3 adviser firms.
What exams has Brian Holmes passed?
Brian Holmes has passed 8 licensing exams: the Series 6, Series 22, Series 7, Series 63, Series 65, Series 24, Series 51 and SIE. The earliest, the Series 6, was passed in July 1984.
Where is Brian Holmes based?
Brian Holmes’ registered office is in Los Angeles, CA.
Leadership at Signature Estate & Investment Advisors
- Matthew MatrisianPresident
- Stephen MastersonChief Financial Officer
- Eric RosenChief Operating Officer
- Eric RosenChief Compliance Officer
- Alex KimDeputy Compliance Officer