Brian Heffernan has been an investment adviser representative at Northeast Planning Associates since July 2004, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Brian Heffernan’s longest registration is the current one, 22 years at Northeast Planning Associates since 2004. Before joining Northeast Planning Associates in 2004, Brian Heffernan was registered through Mutual Service Corporation and Veravest Investment Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative and broker · Firm CRD 6413
- – present · 22 yearsSouthborough, MA · Adviser representative · Firm CRD 131406
- Mutual Service Corporation– · under a yearSalem, NH · Adviser representative · Firm CRD 4806
- Veravest Investment Advisors, Inc.– · under a yearWorcester, MA · Adviser representative · Firm CRD 105796
Investment adviser representative registrations
Brian Heffernan is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Texas, in July 2025.
- MassachusettsSince 18 May 2006
- New HampshireSince 6 August 2007
- TexasResidentSince 24 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 July 2002 |
| Series 66 | Uniform Combined State Law Examination | 3 June 2002 |
| Series 7 | General Securities Representative Examination | 13 May 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian William Heffernan
- CRD
- 4526001
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 5 CRYSTAL POND ROAD #100, Southborough, MA 01772
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Heffernan work?
Brian Heffernan is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2004, and is not listed among the firm’s executive officers or direct owners.
Is Brian Heffernan a financial advisor?
Yes. Brian Heffernan has a current investment-adviser registration in Massachusetts, New Hampshire and Texas, through Northeast Planning Associates since July 2004.
How many years of experience does Brian Heffernan have?
Brian Heffernan has 24 years in the financial industry, since May 2002, across 4 adviser firms.
What exams has Brian Heffernan passed?
Brian Heffernan has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in May 2002. FINRA credited Brian Heffernan with the SIE, which began in October 2018.
Where did Brian Heffernan work before Northeast Planning Associates?
Before Northeast Planning Associates, Brian Heffernan was registered through Veravest Investment Advisors, Inc., October 2003 to November 2003.
Where is Brian Heffernan based?
Brian Heffernan’s registered office is in Southborough, MA.
Is Brian Heffernan registered with FINRA?
Yes. Brian Heffernan has a current broker registration, under CRD 4526001.
Source: FINRA BrokerCheck
How can I verify Brian Heffernan’s record?
Search CRD 4526001 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Heffernan’s full registration record.
