Brian Hagen has been an investment adviser representative at D.H. Hill Advisors since August 2016, and is not listed among the firm’s executive officers or direct owners.
D.H. Hill Advisors, Inc. is a Kingwood, TX firm with $226M under management, 938 clients and 17 advisers across 14 offices, as of its August 2026 filing.
Brian Hagen’s longest registration is the current one, 10 years at D.H. Hill Advisors since 2016. Before joining D.H. Hill Advisors in 2016, Brian Hagen was registered through Investment Advisors and Securities America Advisors, Inc.
- D.H. Hill Advisors, Inc.Current– present · 10 yearsMontgomery, TX · Adviser representative · Firm CRD 116324
- Investment Advisors– · 2 yearsThe Woodlands, TX · Adviser representative · Firm CRD 15708
- Securities America Advisors, Inc.– · under a yearHouston, TX · Adviser representative · Firm CRD 110518
- Oneamerica Securities, Inc.– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 4173
- Stancorp Investment Advisers, Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 110228
Investment adviser representative registrations
Brian Hagen is registered as an investment adviser representative in 4 states. The first approvals date from August 2016; the most recent is Florida, in December 2016.
- FloridaSince 20 December 2016
- LouisianaSince 22 August 2016
- TexasSince 15 August 2016
- VirginiaSince 31 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 October 2006 |
| Series 66 | Uniform Combined State Law Examination | 17 August 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Brian Alan Hagen
- CRD
- 5189815
- Firm
- D.H. Hill Advisors · CRD 116324
- Office
- Montgomery, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brian Hagen work?
Brian Hagen is an investment adviser representative registered through D.H. Hill Advisors, Inc. since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Brian Hagen a financial advisor?
Yes. Brian Hagen has a current investment-adviser registration in Florida, Louisiana, Texas and Virginia, through D.H. Hill Advisors since August 2016.
How many years of experience does Brian Hagen have?
Brian Hagen has 18 years in the financial industry, since September 2008, across 5 adviser firms.
What exams has Brian Hagen passed?
Brian Hagen has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in August 2006. FINRA credited Brian Hagen with the SIE, which began in October 2018.
Where did Brian Hagen work before D.H. Hill Advisors?
Before D.H. Hill Advisors, Brian Hagen was registered through Securities America Advisors, Inc., May 2010 to July 2010; Oneamerica Securities, Inc., December 2007 to April 2010; Stancorp Investment Advisers, Inc., October 2006 to October 2007.
Where is Brian Hagen based?
Brian Hagen’s registered office is in Montgomery, TX.
Is Brian Hagen registered with FINRA?
Yes. Brian Hagen has a current broker registration, under CRD 5189815.
Source: FINRA BrokerCheck
How can I verify Brian Hagen’s record?
Search CRD 5189815 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Hagen’s full registration record.