Role at Arax Advisory Partners
- Title on Schedule A
- Chief Compliance Officer
- Control
- Brian Durkin is a control person of Arax Advisory Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Brian Durkin has held the filed role since February 2026.
The firm
Form ADV filed 14 August 2026
Career on record
Brian Durkin has been registered through Arax Advisory Partners since February 2026, and before that through Lake Street Advisors.
- Arax Advisory PartnersCurrent– present · 1 yearMarshfield, MA · Adviser representative · Firm CRD 133535
- Logix Investments LLC– · 2 yearsMarshfield, MA · Adviser representative · Firm CRD 288382
- Gfp Private Wealth– · 2 yearsMarshfield, MA · Adviser representative · Firm CRD 110031
- Lake Street Advisors– · 6 yearsBoston, MA · Adviser representative · Firm CRD 288300
- Passed Series 65 · 2017
- Passed Series 63 and Series 6 · 2001
Registrations and exams
Brian Durkin has a current investment-adviser registration in Massachusetts, New York and Ohio and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Massachusetts | Investment adviser representative | Approved | 2 July 2026 |
| New York | Investment adviser representative | Approved | 3 July 2026 |
| Ohio | Investment adviser representative | Approved | 4 February 2026 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 November 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 May 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 June 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Brian Joseph Durkin
- CRD
- 2094689
- Registration status
- Investment adviser registration
- Office
- Marshfield, MA
- Firm bio
- araxadvisorypartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Arax Advisory Partners’ current leadership page identifies Brian Durkin as Chief Compliance Officer and provides a biography of his compliance experience and education. Official firm biography or team page
Common questions
Where does Brian Durkin work?
Brian Durkin has been Chief Compliance Officer of Arax Advisory Partners, LLC since February 2026, and is a control person of the firm.
Is Brian Durkin a financial advisor?
Yes. Brian Durkin has a current investment-adviser registration in Massachusetts, New York and Ohio, through Arax Advisory Partners since February 2026, as of 17 October 2026.
How many years of experience does Brian Durkin have?
Brian Durkin has worked in the financial industry for 8 years as of 17 October 2026, counted from 15 December 2017, across 4 adviser firms.
What exams has Brian Durkin passed?
Brian Durkin has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in May 2001.
Where did Brian Durkin work before Arax Advisory Partners?
Before Arax Advisory Partners, Brian Durkin was registered through Lake Street Advisors, November 2017 to May 2024.
Where is Brian Durkin based?
Brian Durkin’s registered office is in Marshfield, MA.
Leadership at Arax Advisory Partners
- Diego GalanChief Financial Officer
- Gerald AriyanChairman
- James FortescueManaging Partner
- Drinan GorneyChief of Legal and Compliance
- David KingManaging Partner
- Patrick MendenhallManaging Partner
- Michael RiordanManaging Partner
- Ryan StuartDirector of Operations