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Brian Delman

Chief Compliance Officer at CIBC Private Wealth Advisors

Broker registration; no current adviser registration

Brian Delman is Chief Compliance Officer of CIBC Private Wealth Advisors, Inc., a Chicago investment adviser managing $67.8B. Brian Delman has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 65 and Series 24.

1
Past adviser firms
4
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Brian Delman has been Chief Compliance Officer of CIBC Private Wealth Advisors since November 2024. Brian Delman is a control person of the firm and directly owns under 5% of it. Brian Delman holds a Bachelor of Science in Finance from Marquette University.

CIBC Private Wealth Advisors, Inc. is a Chicago, IL firm with $67.8B under management, 9,236 clients and 220 advisers across 17 offices, as of its June 2026 filing.

CIBC identifies Brian E. Delman as chief compliance officer and says he maintains and develops the US Private Wealth Compliance Program; the biography lists a finance degree from Marquette University.

  1. Royal Alliance Associates, Inc.
    – · 3 years
    New York, NY · Adviser representative · Firm CRD 23131

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 245 June 2009
Name
General Securities Principal Examination
Series 6528 July 2008
Name
Uniform Investment Adviser Law Examination
Series 6328 December 2000
Name
Uniform Securities Agent State Law Examination
Series 720 December 2000
Name
General Securities Representative Examination

Individual record

Full name
Brian Delman
CRD
4315597
Firm bio
private-wealth.us.cibc.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Brian Delman work?

Brian Delman has been Chief Compliance Officer of CIBC Private Wealth Advisors, Inc. since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 June 2026

Does Brian Delman have a current investment-adviser registration?

Brian Delman has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Brian Delman passed?

Brian Delman has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in December 2000. FINRA credited Brian Delman with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Where was Brian Delman previously registered as an investment adviser?

Brian Delman has past investment-adviser registrations through Royal Alliance Associates, Inc., November 2008 to July 2012, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at CIBC Private Wealth Advisors

Sources

  1. IAPD individual record, CRD 4315597. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of CIBC Private Wealth Advisors, Inc., filed 22 June 2026. Title, control and ownership bands.
  3. CIBC Private Wealth Advisors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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